Pfeifer Iii

Mml Investors Services, LLC

Investment Advisor
in Tucson, AZ

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About this Advisor

William Pfeifer Iii is a financial advisor based in Tucson, Arizona, who has been in the financial industry for 10 years. Pfeifer Iii is an advisor for Mml Investors Services, LLC. Over the course of their career, they have held roles at Genworth Financial Trust, Capital Brokerage Corporation, Metlife Securities Inc, Mml Investors Services, LLC and Massmutual Life Insurance Company. Pfeifer Iii has a Series 63 license, designating them as a securities agent, and is approved to work in Texas. Mml Investors Services, LLC is a registered investment company that has its headquarters in Tucson, Arizona. The firm has offices in 1,335 locations and a total of 7,471 financial advisors. It administers $40 billion in assets across its 206,878 client accounts, making it one of the biggest investment advisory firms in the United States by assets under management. The firm provides services to 254 charitable organizations. The firm performs a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Fees for financial management depend on which services are offered. However, fee types billed by Mml Investors Services, LLC most likely consist of asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others



Office Location

1846 East Innovation Park Dr
Tucson, AZ 85755

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Mml Investors Services, LLC Brokerage Details

Total Assets Under Management


AZ Average: $16,012,751,954
Total Number of Employees


AZ Average: 118
Total Number of Accounts


AZ Average: 4,567
Average Account Size


AZ Average: $3,506,186

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

William Pfeifer Iii Work History

William has 10 years of experience.

2017 - Present (4 years)

Mml Investors Services, LLC

2016 - Present (5 years)

Massmutual Life Insurance Company

2013 - 2017 (4 years)

Metlife Securities Inc

2010 - 2013 (3 years)

Genworth Financial Trust

2010 - 2013 (3 years)

Capital Brokerage Corporation


William Pfeifer Iii has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Mml Investors Services, LLC

Maria Popa
Memphis, TN
William Creeden
Charleston, SC
David Heller
New York, NY
Douglas Shannon
Peoria, IL
Robert Boyer
Holyoke, MA
Stephen Warren
Atlanta, GA
Thomas Poltersdorf Jr
Mechanicsburg, PA
Edwin Erickson
Seattle, WA

This content was compiled from the SEC and FINRA.

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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