Daryl
Seaton

Sowell Management

CRD#4180863
Investment Advisor
in North Little Rock, AR

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About this Advisor

Daryl Seaton is a financial advisor based in North Little Rock, Arkansas who has 3 years of relevant experience. Seaton is an advisor for Sowell Management. Their career trajectory has included roles at Wfg Investments Inc, Independent Financial Group Dba Solera Asset Managers, LLC, Solera Asset Managers, LLC, Wfg Advisors, Lp and Sowell Management. Seaton holds Series 63 and Series 66 licenses, certifying them as a securities broker, and is approved to serve investors in Arkansas and California. Sowell Management is a financial advisory company headquartered in North Little Rock, AR. It has offices in 55 locations and a total of 122 employees. It manages $3 billion in assets under management among its 12,450 client accounts, making it one of the largest firms in the United States by assets under management. The firm provides services to 18 charities and foundations. Of its 12,450 client accounts, just 4% are held by high-net-worth investors who have greater than $1 million in assets. Sowell Management performs a few services, including financial planning services, portfolio management for individuals and small businesses and selection of other advisers. A financial advisor's fees typically depend on the financial services. However, fees billed by Sowell Management likely consist of any combination of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

3 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

5320 Northshore Drive
North Little Rock, AR 72118

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Sowell Management Brokerage Details

Total Assets Under Management

$2,809,119,381

AR Average: $880,205,985
Total Number of Employees

122

AR Average: 42
Total Number of Accounts

12,450

AR Average: 1,714
Average Account Size

$225,632

AR Average: $513,539

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers

Daryl Seaton Work History

Daryl has been registered as a financial advisor for 3 years.*

2020 - Present (4 years)

Sowell Management

2014 - Present (10 years)

Solera Asset Managers, LLC

2014 - 2016 (2 years)

Independent Financial Group Dba Solera Asset Managers, LLC

2012 - 2014 (2 years)

Wfg Investments Inc

2012 - 2014 (2 years)

Wfg Advisors, Lp

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Daryl Seaton to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Sowell Management

Jessica Poynter
Little Rock, AR
Larry Mccorkell
North Little Rock, AR
Stephen Carter
Houston, TX
Miki Morrow
North Little Rock, AR
Richard Patrick
Walnut Creek, CA
Thomas Knight
North Little Rock, AR
John Deshaw
Roseville, CA
Scott Christie
North Little Rock, AR

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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