David
Harris
Cetera Investment Advisers LLC
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About this Advisor
David Harris is a financial advisor working out of Rogers, Arkansas. Harris is an employee of Cetera Investment Advisers LLC. The advisor has gained experience at Farmers Insurance, Farmers Insurance Rubin Perez Agency, Tdbbs LLC, Domtar Personal Care, Farmers Financial Solutions, Voya Financial Advisors, Inc, Cambridge Investment Research, Inc, Cambridge Investment Research Advisors, Inc, Cetera Investment Services LLC, Cetera Investment Advisers LLC and Regions Bank. Harris has Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is able to operate in Arkansas. Cetera Investment Advisers LLC is an advisory company that has its headquarters in Schaumburg, IL. The firm has offices in 1,614 locations and a total of 3,094 employees. It controls $33 billion in assets across its 176,986 accounts, making it one of the biggest investment advisory firms in the country by assets under management. The firm serves 431 charities and foundations. Of its 176,986 accounts, 23% are held by high-net-worth clients who have greater than $1 million in assets available to invest. Cetera Investment Advisers LLC has a wide array of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees for financial management usually vary depending on which services are provided. Fees charged by Cetera Investment Advisers LLC may include asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Cetera Investment Advisers LLC Brokerage Details
$33,356,369,941
3,094
176,986
$188,469
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
David Harris Work History
David has been registered as a financial advisor for 0 years.*
Cetera Investment Services LLC
Cetera Investment Advisers LLC
Regions Bank
Cambridge Investment Research, Inc
Cambridge Investment Research Advisors, Inc
Farmers Insurance
Farmers Insurance Rubin Perez Agency
Farmers Financial Solutions
Voya Financial Advisors, Inc
Tdbbs LLC
Domtar Personal Care
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of David Harris to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Cetera Investment Advisers LLC
Gulfport, MS
Saint Cloud, MN
Edmond, OK
New York, NY
Anaheim, CA
Knoxville, TN
Fort Lauderdale, FL
Oklahoma City, OK
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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