Eric
Flaten

Sowell Management

CRD#2816498
Investment Advisor
in North Little Rock, AR

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Eric Flaten is a financial advisor working in North Little Rock, Arkansas with 7 years of relevant experience. Flaten is an employee of Sowell Management. During their career, the advisor has held roles at Morgan Stanley Smith Barney, Morgan Stanley Private Bank, National Association, Concert Wealth Management, Inc, Capital Guardian, LLC, Sowell Management and International Assets Advisory, LLC. Flaten has Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is able to advise clients in Washington. Sowell Management is a registered investment business headquartered in North Little Rock, AR. The firm has offices in 55 locations and a total of 122 advisors. It handles $3 billion in assets under management across its 12,450 client accounts, placing it among the largest investment advisory firms in the nation by assets under management. The firm advises 18 charities and foundations. Of its 12,450 customer accounts, just 4% are held by high-net-worth individuals who have more than $1 million in assets. Sowell Management has a set of services, including financial planning services, portfolio management for individuals and small businesses and selection of other advisers. Fees charged by financial advisors usually vary depending on which service is offered. Fee types charged by Sowell Management likely are comprised of any blend of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

7 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

5320 Northshore Drive
North Little Rock, AR 72118

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Sowell Management Brokerage Details

Total Assets Under Management

$2,809,119,381

AR Average: $880,205,985
Total Number of Employees

122

AR Average: 42
Total Number of Accounts

12,450

AR Average: 1,714
Average Account Size

$225,632

AR Average: $513,539

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers

Eric Flaten Work History

Eric has been registered as a financial advisor for 7 years.*

2016 - Present (8 years)

Sowell Management

2015 - 2015 (< 1 year)

Morgan Stanley Private Bank, National Association

2015 - 2016 (1 year)

Concert Wealth Management, Inc

2015 - 2015 (< 1 year)

Capital Guardian, LLC

2015 - 2016 (1 year)

International Assets Advisory, LLC

2009 - 2015 (6 years)

Morgan Stanley Smith Barney

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Eric Flaten to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Sowell Management

Larry Mccorkell
North Little Rock, AR
Jessica Poynter
Little Rock, AR
Stephen Carter
Houston, TX
Miki Morrow
North Little Rock, AR
Samuel Kornstein
North Little Rock, AR
Brady Buskirk
Gig Harbor, WA
John Deshaw
Roseville, CA
F. John Deuschle
Little Rock, AR

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started