Keith
Lea

Prime Capital Investment Advisors, LLC

CRD#1433108
Investment Advisor
in Leawood, KS

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About this Advisor

Keith Lea is a financial advisor operating out of Leawood, Kansas with a total of 2 years of industry experience. Lea is an advisor for Prime Capital Investment Advisors, LLC. Lea has gained experience at Bank Of Fayettteville, Cetera Investment Services, Cetera Investment Advisers LLC, Prime Capital Investment Advisors, LLC and Sphere, LLC. Lea maintains Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is able to serve investors in Arkansas and Texas. Prime Capital Investment Advisors, LLC is an advisory company operating out of Leawood, KS. The firm has offices in 61 locations and a total of 305 people on staff. It manages $17 billion in total assets between its 21,894 customer accounts, placing it among the largest firms in the nation by assets under management. The firm serves eight charitable organizations. Of its 21,894 customer accounts, just 5% are held by high-net-worth investors who have at least $1 million in assets. The business performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Financial advisory fees largely depend on the financial services. However, fee types charged by Prime Capital Investment Advisors, LLC can include asset-based, hourly, fixed, performance-based and other fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

2 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Performance-based Fees, Others

Office Location

6201 College Blvd. Suite #150
Leawood, KS 66211

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Prime Capital Investment Advisors, LLC Brokerage Details

Total Assets Under Management

$16,687,174,483

KS Average: $2,243,162,756
Total Number of Employees

305

KS Average: 44
Total Number of Accounts

21,894

KS Average: 4,091
Average Account Size

$762,180

KS Average: $548,316

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Keith Lea Work History

Keith has been registered as a financial advisor for 2 years.*

2021 - Present (3 years)

Prime Capital Investment Advisors, LLC

2017 - 2021 (4 years)

Sphere, LLC

2014 - 2017 (3 years)

Cetera Investment Advisers LLC

2005 - 2017 (12 years)

Cetera Investment Services

2000 - 2017 (17 years)

Bank Of Fayettteville

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Keith Lea to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Prime Capital Investment Advisors, LLC

Michael Smoots
Leawood, KS
Jeremiah Pangan
Leawood, KS
Scott Johnson
Round O, SC
Donald Paul
Leawood, KS
Matt Waters
Leawood, KS
Jon Gwatney
Hammond, LA
Neill Yelverton
Leawood, KS
Heath Hagan
Leawood, KS

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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