U.S. Bancorp Investments, Inc

Investment Advisor
in Maumelle, AR

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About this Advisor

Neil Ferguson is a financial advisor who is based out of Maumelle, Arkansas. Currently an investment advisor at U.S. Bancorp Investments, Inc, they have gathered 19 years of professional experience. Ferguson holds a Series 66 license, designating them as both a securities agent and an investment advisor representative. Ferguson is able to work with investors based out of Arkansas. During their career, Ferguson has held roles at Metropolitan Bank, Investment Professionals Inc and U.S. Bancorp Investments, Inc. U.S. Bancorp Investments, Inc is headquartered in Maumelle, Arkansas, and operates out of 1,994 brick-and-mortar locations across the United States. Overall, U.S. Bancorp Investments, Inc oversees $9 billion in assets covering 42,344 client accounts and employs more than 2,398 people. The firm's total assets under management places it among the biggest firms in the United States. The firm manages 14,875 accounts on a discretionary basis, meaning the advisor makes investment decisions at their discretion. Currently 2% of the firm's clients are high-net-worth individuals, meaning they have more than $1 million in investable assets. U.S. Bancorp Investments, Inc offers financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and publication of newsletters. The firm may charge clients asset-based and other fees.

Certifications and Registrations

Series 66

Years of Experience

19 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Publication of periodicals or newsletters

Fee Structure

Percentage of Assets, Others



Office Location

119 Audubon Drive
Maumelle, AR 72113

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U.S. Bancorp Investments, Inc Brokerage Details

Total Assets Under Management


AR Average: $5,289,111,388
Total Number of Employees


AR Average: 157
Total Number of Accounts


AR Average: 8,262
Average Account Size


AR Average: $640,173

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Publication of periodicals or newsletters

Neil Ferguson Work History

Neil has 19 years of experience.

2011 - Present (10 years)

U.S. Bancorp Investments, Inc

2001 - 2011 (10 years)

Metropolitan Bank

2001 - 2011 (10 years)

Investment Professionals Inc


Neil Ferguson has disclosures.

Please visit their SEC profile for more details.

Financial Advisors at U.S. Bancorp Investments, Inc

Sean Lambrecht
Bellevue, WA
Benjamin Richards
New Albany, OH
Monika Gupta
Huntington Beach, CA
Jason Vaughn
Forest Lake, MN
Trisha Merk
Cincinnati, OH
Jared Cox
Franklin, TN
True Yang
Saint Paul, MN
Richard Delaney
Santa Cruz, CA

This content was compiled from the SEC and FINRA.

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