Sarah
Neeley

Waterloo Capital

CRD#7853249
Investment Advisor
in Rogers, AR

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About this Advisor

Sarah Neeley is a financial advisor based in Rogers, Arkansas, working with Waterloo Capital. Sarah has previously held positions at Harry's, Waterloo Capital, Walmart, Amazon, and as a student. Sarah has passed the Series 65 regulatory exam and is registered to provide services in Arkansas. Currently, Sarah is part of Waterloo Capital, which operates out of Rogers, Arkansas. The firm has 7 offices and 42 employees. The firm manages assets totaling $1.3 billion and serves high-net-worth clients. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, pension consulting services, and selection of other advisers. The fee structure at Waterloo Capital includes asset-based, hourly, fixed, and commission-based fees.

Certifications and Registrations

Series 65

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Office Location

3614 W. Souther Hills Blvd. Suite 102
Rogers, AR 72758

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Waterloo Capital Brokerage Details

Total Assets Under Management

$1,302,845,545

AR Average: $3,042,739,679
Total Number of Employees

42

AR Average: 49
Total Number of Accounts

4,480

AR Average: 2,315
Average Account Size

$290,814

AR Average: $1,314,358

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers

Sarah Neeley Work History

2023 - Present (2 years)

Waterloo Capital

2023 - 2024 (1 year)

Harry'S

2021 - 2023 (2 years)

Walmart

2020 - 2021 (1 year)

Amazon

2014 - 2020 (6 years)

Student

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Disclosures

Please visit the SEC profile of Sarah Neeley to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Waterloo Capital

Adam D'Acierno
Austin, TX
Michael Yawn
Austin, TX
Donald Snelling
Boerne, TX
Kenneth Hada
Austin, TX
Olivia Mary
Austin, TX
Ryan Roark
Rogers, AR
Sarah Neeley
Rogers, AR
Grace Hill
Austin, TX

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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