Aaron
Rosen

Lucia Capital Management

CRD#5723936
Investment Advisor
in San Diego, CA
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About this Advisor

Aaron Rosen is a chartered financial analyst working in San Diego, California, with a total of 12 years of experience as a financial advisor. Rosen is an employee of Lucia Capital Management. Their career trajectory has included roles at Taco Mac, Maestro Music Inc, Lpl Financial, Tavern99, Irongate Capital, LLC, Brand Energy & Infrastructure Services, Fsc Securities Corp, Lucia Securities, LLC and Lucia Capital Management. Rosen has Series 66 and Series 63 licenses, certifying them as a securities representative, and is approved to operate in California. Lucia Capital Management is a financial advisory firm that has its headquarters in San Diego, California. It has $541 million in assets between its two customer accounts, making it one of the larger investment advisory firms in the United States by assets under management. The firm performs a few services, including portfolio management for investment companies and other services. Fees for financial advice typically vary depending on which services are provided. Fees billed by Lucia Capital Management typically consist of asset-based fees.

Certifications and Registrations

Series 66, Series 63, Chartered Financial Analyst

Years of Experience

12 years

Services Offered

Portfolio management for investment companies, Other

Fee Structure

Percentage of Assets

Disclosures

No

Office Location

13520 Evening Creek Drive, N. Suite 300
San Diego, CA 92128

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Lucia Capital Management Brokerage Details

Total Assets Under Management

$496,588,686

CA Average: $7,578,581,321
Total Number of Employees

10

CA Average: 43
Total Number of Accounts

2

CA Average: 3,727
Average Account Size

$248,294,343

CA Average: $2,033,427

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Investment Advisory Services

  • Portfolio management for investment companies
  • Other

Aaron Rosen Work History

Aaron has 12 years of experience.

2014 - Present (5 years)

Lucia Securities, LLC

2014 - Present (5 years)

Lucia Capital Management

2012 - 2014 (2 years)

Fsc Securities Corp

2011 - 2012 (1 year)

Brand Energy & Infrastructure Services

2010 - 2011 (1 year)

Irongate Capital, LLC

2009 - 2009 (< 1 year)

Taco Mac

2009 - 2010 (1 year)

Lpl Financial

2009 - 2009 (< 1 year)

Tavern99

2006 - 2009 (3 years)

Maestro Music Inc

Disclosures

Aaron Rosen has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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