Td Ameritrade, Inc

Investment Advisor
in Carlsbad, CA

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About this Advisor

Alex Gutierrez is a financial advisor whose office is in Carlsbad, California. Currently a registered financial advisor at Td Ameritrade, Inc, they have accrued 10 years of professional experience. Gutierrez holds Series 66 and Series 63 licenses, designating them as a securities representative. Gutierrez is registered to advise investors in California. During their career, the advisor has held roles at Vans Off The Wall, Stifel, Wells Fargo, The Hat Club, Na, Scottrade, Td Ameritrade, Inc and Td Ameritrade Investment Management, LLC. Td Ameritrade, Inc is based out of Carlsbad, California, and operates out of 108 additional offices throughout the United States. In aggregate, Td Ameritrade, Inc employs more than 7,809 people. None of the firm's clients are regarded as high-net-worth individuals, who are defined as investors who have greater than $1 million in investable assets. Td Ameritrade, Inc can provide selection of other advisers and educational seminars. The firm's fees may include other fees.

Certifications and Registrations

Series 66, Series 63

Years of Experience

10 years

Services Offered

Selection of other advisers, Educational seminars/workshops

Fee Structure




Office Location

701 Palomar Airport Road Suite 100
Carlsbad, CA 92011

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Td Ameritrade, Inc Brokerage Details

Total Number of Employees


CA Average: 226

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Investment Advisory Services

  • Selection of other advisers
  • Educational seminars/workshops

Alex Gutierrez Work History

Alex has 10 years of experience.

2018 - Present (2 years)

Td Ameritrade, Inc

2018 - Present (2 years)

Td Ameritrade Investment Management, LLC

2015 - Present (5 years)


2013 - 2015 (2 years)


2013 - 2013 (< 1 year)

Wells Fargo

2012 - 2013 (1 year)

Wells Fargo

2010 - 2012 (2 years)

Vans Off The Wall

2009 - 2010 (1 year)

The Hat Club

2008 - 2009 (1 year)



Alex Gutierrez has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Td Ameritrade, Inc

Peter Catalano
Southlake, TX
Cedric Holland
Southlake, TX
Kristopher Schwarte
West Chester, OH
Ryan Lind
Grandville, MI
David Sirin
Encino, CA
Jeffrey Elford
Sarasota, FL
Derek Riddle
Evansville, IN
Ramon Hernandez
West Palm Beach, FL

This content was compiled from the SEC and FINRA.

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