Alex
Kim

Seia

CRD#7119162
Investment Advisor
in Los Angeles, CA

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About this Advisor

Alex Kim is a financial advisor who works out of Los Angeles, California who has 3 years of relevant experience. Kim is an employee of Seia. Kim has gained experience at Payden & Rygel, Analytic Investors, Signature Estate & Investment Advisors, LLC and Royal Alliance. Kim maintains a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is registered to operate in California. Seia is an advisory business based in Los Angeles, CA. The firm has offices in 12 locations and a total of 98 people on staff. It manages $12 billion in total assets among its 17,180 accounts, placing it among the largest financial advisory firms in the country by assets under management. The firm advises 16 charities and foundations. Of its 17,180 customer accounts, 62% are associated with high-net-worth clients who have greater than $1 million in assets available to invest. Seia offers a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. Fees for financial advisory services typically depend on the type of services offered. Fees charged by Seia likely include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 66

Years Registered*

3 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

2121 Avenue Of The Stars Suite 1600
Los Angeles, CA 90067

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Seia Brokerage Details

Total Assets Under Management

$11,665,897,705

CA Average: $7,578,581,321
Total Number of Employees

98

CA Average: 43
Total Number of Accounts

17,180

CA Average: 3,727
Average Account Size

$679,039

CA Average: $2,033,427

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Educational seminars/workshops

Alex Kim Work History

Alex has been registered as a financial advisor for 3 years.*

2019 - Present (5 years)

Signature Estate & Investment Advisors, LLC

2019 - Present (5 years)

Royal Alliance

2013 - 2019 (6 years)

Payden & Rygel

2008 - 2013 (5 years)

Analytic Investors

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Alex Kim to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Seia

Ilya Solovey
Redondo Beach, CA
Hayley Wood
Los Angeles, CA
Jesse Brown
Houston, TX
Sara Hendrix
Redondo Beach, CA
Leonard Hirsh
Los Angeles, CA
David Nicholson
Los Angeles, CA
Chad Miller
Irvine, CA
Eric Rosen
Los Angeles, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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