Andrew
Chen

Mariner Independent Advisor Network, LLC

CRD#5746454
Investment Advisor
in Roseville, CA

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About this Advisor

Andrew Chen is a financial advisor operating in Roseville, California with 4 years of relevant experience. Chen is an employee of Mariner Independent Advisor Network, LLC. Chen has gained experience at Edward Jones, Lpl Financial, LLC, Rubicon Advisors, Gp Dba Rubicon Advisors and Strategic Wealth Advisors Group. Chen maintains a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is approved to serve investors in California. Mariner Independent Advisor Network, LLC is a business that has its headquarters in Leawood, KS. It has offices in 94 locations and a total of 237 people on staff. It handles $6 billion in total assets across its 24,608 customer accounts, placing it among the largest firms in the nation by assets under management. The firm advises 73 charities and foundations. Of its 24,608 client accounts, just 5% belong to high-net-worth individuals who have at least $1 million in assets available to invest. The firm provides a wide set of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. Fees for financial advice typically are based on which services the firm provides the client. Fees billed by Mariner Independent Advisor Network, LLC may include any combination of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 66

Years Registered*

4 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

548 Gibson Drive Suite 130
Roseville, CA 95678

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Mariner Independent Advisor Network, LLC Brokerage Details

Total Assets Under Management

$6,257,201,836

CA Average: $2,243,162,756
Total Number of Employees

237

CA Average: 44
Total Number of Accounts

24,608

CA Average: 4,091
Average Account Size

$254,275

CA Average: $548,316

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Andrew Chen Work History

Andrew has been registered as a financial advisor for 4 years.*

2019 - Present (5 years)

Strategic Wealth Advisors Group

2017 - Present (7 years)

Lpl Financial, LLC

2017 - 2019 (2 years)

Rubicon Advisors, Gp Dba Rubicon Advisors

2010 - 2017 (7 years)

Edward Jones

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Andrew Chen to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Mariner Independent Advisor Network, LLC

Sandra Swanson
San Jose, CA
Jesse Ettlin
Grass Valley, CA
Stuart Arakelian
San Ramon, CA
Joseph Gass
Windsor, CA
Alexander Izmailov
Danville, CA
Giulio Cannatello
San Jose, CA
Eric Hewitt
Sacramento, CA
Miranda Gerda
Camarillo, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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