Anne
Summers

Cetera Investment Advisers LLC

CRD#2591409
Investment Advisor
in San Diego, CA

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About this Advisor

Anne Summers is a financial advisor working in San Diego, California with 3 years of relevant experience. Summers currently works for Cetera Investment Advisers LLC. Over the course of their career, they have held roles at Rbc Wealth Management, Oser Communications, Southwest Investment Advisors, Rbc Capital Markets, LLC, Apple One (Intuit Contract), Ameriprise Financial Services, Inc, Cetera Advisors LLC, Cetera Investment Advisers LLC, National Planning Corporation, Kms Financial Services, Inc, Carlin Financial Services, First Allied Securities, Inc (Fasi) and First Allied Advisory Services, Inc. Summers maintains a Series 66 license, designating them as both a securities agent and an investment advisor representative, and can serve investors in California. Cetera Investment Advisers LLC is an advisory company that has its headquarters in Schaumburg, IL. The company has offices in 1,614 locations and a total of 3,094 employees. It oversees $33 billion in assets among its 176,986 customer accounts, placing it among the biggest financial advisory firms in the nation by assets under management. The firm serves 431 charitable organizations. Of its 176,986 accounts, 23% are held by high-net-worth individuals who have more than $1 million in assets available to invest. Cetera Investment Advisers LLC provides a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Financial advisory fees typically vary depending on which services the firm provides the client. Fees charged by Cetera Investment Advisers LLC can consist of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 66

Years Registered*

3 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

655 W Broadway 12Th Fl 12Th Floor
San Diego, CA 92101

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Cetera Investment Advisers LLC Brokerage Details

Total Assets Under Management

$33,356,369,941

CA Average: $6,674,516,078
Total Number of Employees

3,094

CA Average: 44
Total Number of Accounts

176,986

CA Average: 2,564
Average Account Size

$188,469

CA Average: $2,603,165

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Anne Summers Work History

Anne has been registered as a financial advisor for 3 years.*

2020 - Present (4 years)

Cetera Investment Advisers LLC

2018 - Present (6 years)

Cetera Advisors LLC

2018 - 2022 (4 years)

First Allied Securities, Inc (Fasi)

2018 - 2020 (2 years)

First Allied Advisory Services, Inc

2017 - 2017 (< 1 year)

Ameriprise Financial Services, Inc

2016 - 2017 (1 year)

Apple One (Intuit Contract)

2016 - 2016 (< 1 year)

Kms Financial Services, Inc

2016 - 2016 (< 1 year)

Carlin Financial Services

2015 - 2015 (< 1 year)

National Planning Corporation

2014 - 2014 (< 1 year)

Oser Communications

2014 - 2015 (1 year)

Southwest Investment Advisors

2007 - 2014 (7 years)

Rbc Wealth Management

2007 - 2014 (7 years)

Rbc Capital Markets, LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Anne Summers to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Cetera Investment Advisers LLC

Christopher Debeikes
Medford, OR
Kevin Delvalle
Jacksonville, FL
Michelle Yang
San Marino, CA
Joseph Charron
Oklahoma City, OK
Ricardo Sanchez
Fort Lauderdale, FL
Randall Scott
Knoxville, TN
Robert Bodnar
Pittsburgh, PA
Allan Proske
Freehold, NJ

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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