Anthea
Lai
Hsbc Securities (Usa) Inc
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About this Advisor
Anthea Lai is a financial advisor based in Fremont, California with 4 years of industry experience. Lai is currently employed by Hsbc Securities (Usa) Inc. Throughout their career, they have worked at Citigroup, Hsbc Bank Usa, N.A, Hsbc Securities (Usa) Inc, East West Bank, Cetera Investment Services LLC and Cetera Investment Advisers LLC. Lai holds Series 63 and Series 66 licenses, certifying them as a securities representative, and can advise clients in California, Colorado, Oregon, Texas and Washington. Hsbc Securities (Usa) Inc is an advisory firm operating out of New York, NY. The firm has offices in 60 locations and a total of 510 people on staff. It manages $3 billion in assets across its 13,225 accounts, placing it among the largest investment advisory firms in the United States by assets under management. Of its 13,225 client accounts, 25% are held by high-net-worth investors who have greater than $1 million in investable assets. The company offers a number of services, including portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers and other services. Financial advisory fee schedules largely depend on which services are offered. Fee types billed by Hsbc Securities (Usa) Inc may include some combination of asset-based, fixed and performance-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Hsbc Securities (Usa) Inc Brokerage Details
$2,818,810,644
510
13,225
$213,143
Investment Advisory Services
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Selection of other advisers
- Other
Anthea Lai Work History
Anthea has been registered as a financial advisor for 4 years.*
Hsbc Securities (Usa) Inc
Hsbc Bank Usa, N.A
East West Bank
Cetera Investment Services LLC
Cetera Investment Advisers LLC
Hsbc Bank Usa, N.A
Hsbc Securities (Usa) Inc
Citigroup
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Anthea Lai to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Hsbc Securities (Usa) Inc
Brooklyn, NY
Scarsdale, NY
Fremont, CA
Beverly Hills, CA
Brooklyn, NY
Depew, NY
Forest Hills, NY
New Hyde Park, NY
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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