Arthur
Chen

W&S Brokerage Services, Inc

CRD#2784305
Investment Advisor
in San Diego, CA

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About this Advisor

Arthur Chen is a financial advisor based in San Diego, California, working with W&S Brokerage Services, Inc. Arthur has previously held positions at Mass Mutual Life Insurance Company, Mml Investors Services, Western And Southern Life, Western & Southern Life, and W&S Brokerage Services. Arthur has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in California. Currently, Arthur is part of W&S Brokerage Services, Inc, which operates out of San Diego, California. The firm has 57 offices and 85 employees. The firm manages assets totaling $122.9 million. The services offered by the firm include portfolio management for individuals and small businesses, and selection of other advisers. The fee structure at W&S Brokerage Services, Inc includes asset-based fees.

Certifications and Registrations

Series 63, Series 65

Services Offered

Portfolio management for individuals and/or small businesses, Selection of other advisers

Fee Structure

Percentage of Assets

Office Location

15373 Innovation Drive Suite 253
San Diego, CA 92128-3428

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W&S Brokerage Services, Inc Brokerage Details

Total Assets Under Management

$122,864,622

CA Average: $2,106,341,625
Total Number of Employees

85

CA Average: 34
Total Number of Accounts

451

CA Average: 1,972
Average Account Size

$272,427

CA Average: $1,068,125

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers

Arthur Chen Work History

2023 - Present (1 year)

Western And Southern Life

2023 - Present (1 year)

W&S Brokerage Services

2023 - 2023 (< 1 year)

Western & Southern Life

2013 - 2022 (9 years)

Mass Mutual Life Insurance Company

2013 - 2022 (9 years)

Mml Investors Services

Disclosures

Please visit the SEC profile of Arthur Chen to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at W&S Brokerage Services, Inc

Vivienne Ather
Jacksonville, FL
Remington Taylor
Cincinnati, OH
David Goldman
Owings Mills, MD
Cindy Tsai
Cincinnati, OH
Dwayne Daniels
Loveland, OH
David Adamson
Orland Park, IL
Jonathan Levine
Indianapolis, IN
Jeffry Risser
Findlay, OH

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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