Mml Investors Services, LLC
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About this Advisor
Arthur Chen is an investment advisor in Rowland Heights, California. Currently an advisor at Mml Investors Services, LLC, they have accumulated 16 years of experience in the financial advisory industry. Chen holds Series 63 and Series 65 licenses, qualifying the advisor as both a securities agent and an investment advisor representative. Chen is registered to work with clients based out of California. During their career, the advisor has held roles at Guardian Life Ins Company, The Prudential Insurance Company Of America, Pruco Securities, LLC, Park Avenue Securities, Mass Mutual Life Insurance Company and Mml Investors Services. Mml Investors Services, LLC is based out of Rowland Heights, California, and operates out of 1,335 other brick-and-mortar locations across the nation. In aggregate, Mml Investors Services, LLC manages $29 billion in assets across 238,365 accounts and employs more than 8,095 people. The firm's total assets under management places it among the biggest investment advisory firms in the country. The firm manages 50,683 accounts on a discretionary basis, meaning the advisor makes investment decisions at their discretion. None of the advisor firm's 238,365 clients are deemed high-net-worth individuals, who are defined as investors who have more than $1 million in capital. Mml Investors Services, LLC provides financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. The firm's fees may include asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years of Experience
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Mml Investors Services, LLC Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Arthur Chen Work History
Arthur has 16 years of experience.
Mass Mutual Life Insurance Company
Mml Investors Services
Guardian Life Ins Company
Park Avenue Securities
The Prudential Insurance Company Of America
Pruco Securities, LLC
Arthur Chen has no disclosures.
Please visit their SEC profile for more details.