Arthur
Chen

Mml Investors Services, LLC

CRD#2784305
Investment Advisor
in Rowland Heights, CA
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About this Advisor

Arthur Chen is an investment advisor in Rowland Heights, California. Currently an advisor at Mml Investors Services, LLC, they have accumulated 16 years of experience in the financial advisory industry. Chen holds Series 63 and Series 65 licenses, qualifying the advisor as both a securities agent and an investment advisor representative. Chen is registered to work with clients based out of California. During their career, the advisor has held roles at Guardian Life Ins Company, The Prudential Insurance Company Of America, Pruco Securities, LLC, Park Avenue Securities, Mass Mutual Life Insurance Company and Mml Investors Services. Mml Investors Services, LLC is based out of Rowland Heights, California, and operates out of 1,335 other brick-and-mortar locations across the nation. In aggregate, Mml Investors Services, LLC manages $29 billion in assets across 238,365 accounts and employs more than 8,095 people. The firm's total assets under management places it among the biggest investment advisory firms in the country. The firm manages 50,683 accounts on a discretionary basis, meaning the advisor makes investment decisions at their discretion. None of the advisor firm's 238,365 clients are deemed high-net-worth individuals, who are defined as investors who have more than $1 million in capital. Mml Investors Services, LLC provides financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. The firm's fees may include asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

16 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Disclosures

No

Office Location

17890 Castleton Street Suite 128
Rowland Heights, CA 91748

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Mml Investors Services, LLC Brokerage Details

Total Assets Under Management

$30,087,392,846

CA Average: $16,012,751,954
Total Number of Employees

7,805

CA Average: 118
Total Number of Accounts

185,684

CA Average: 4,567
Average Account Size

$162,035

CA Average: $3,506,186

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Arthur Chen Work History

Arthur has 16 years of experience.

2013 - Present (6 years)

Mass Mutual Life Insurance Company

2013 - Present (6 years)

Mml Investors Services

2012 - 2013 (1 year)

Guardian Life Ins Company

2012 - 2013 (1 year)

Park Avenue Securities

2002 - 2012 (10 years)

The Prudential Insurance Company Of America

2002 - 2012 (10 years)

Pruco Securities, LLC

Disclosures

Arthur Chen has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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