Mml Investors Services, LLC

Investment Advisor
in Rowland Heights, CA

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About this Advisor

Arthur Chen is a financial advisor whose office is in Rowland Heights, California. Currently an advisor at Mml Investors Services, LLC, Chen has 17 years of professional experience as a registered advisor. Chen holds Series 63 and Series 65 licenses, which certify them as both a securities agent and an investment advisor representative. Chen is registered to work with investors in California. Throughout their career, Chen has worked at Guardian Life Ins Company, The Prudential Insurance Company Of America, Pruco Securities, LLC, Park Avenue Securities, Mass Mutual Life Insurance Company and Mml Investors Services. Mml Investors Services, LLC is based out of Rowland Heights, California, and has 1,335 locations across the United States. As a company, Mml Investors Services, LLC manages $30 billion in assets dispersed across 185,684 client accounts and retains more than 7,805 people. The firm's total assets under management makes it one of the largest financial advisory firms in the nation. The firm manages 55,542 accounts on a discretionary basis, in which the advisor makes investment decisions at their discretion. None of the firm's 185,684 clients are regarded as high-net-worth individuals, who are defined as investors who have more than $1 million in investable assets. Mml Investors Services, LLC can provide financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. The firm's fees may include asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

18 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others



Office Location

17890 Castleton Street Suite 128
Rowland Heights, CA 91748

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Mml Investors Services, LLC Brokerage Details

Total Assets Under Management


CA Average: $16,012,751,954
Total Number of Employees


CA Average: 118
Total Number of Accounts


CA Average: 4,567
Average Account Size


CA Average: $3,506,186

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Arthur Chen Work History

Arthur has 18 years of experience.

2013 - Present (7 years)

Mass Mutual Life Insurance Company

2013 - Present (7 years)

Mml Investors Services

2012 - 2013 (1 year)

Guardian Life Ins Company

2012 - 2013 (1 year)

Park Avenue Securities

2002 - 2012 (10 years)

The Prudential Insurance Company Of America

2002 - 2012 (10 years)

Pruco Securities, LLC


Arthur Chen has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Mml Investors Services, LLC

Gregory Mc Elheny
Colorado Springs, CO
Jasmin O'Neal
Newtown Square, PA
Bobak Khodaie
Albuquerque, NM
Jason Hardesty
Hunt Valley, MD
John Schriever
Chambersburg, PA
Brandon Gulley
Vienna, VA
Arturo Unzueta
Beverly Hills, CA
Christopher Westerman
Virginia Beach, VA

This content was compiled from the SEC and FINRA.

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