Austin
Chau

Epiq Capital Group, LLC

CRD#6956714
Investment Advisor
in San Francisco, CA

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About this Advisor

Austin Chau is a financial advisor based in San Francisco, California, working with Epiq Capital Group, LLC. Austin has previously held positions at Morgan Stanley, Pillar6 Advisors LLC, Yapstone, Saint Mary's College of California, Campolindo High School, E.K. Riley Investments, LLC, Menlo Asset Management, LPL Financial LLC, and Epiq Capital Group, LLC. Austin has passed the Series 66 regulatory exam and is registered to provide services in California. Currently, Austin is part of Epiq Capital Group, LLC, which operates out of San Francisco, California. The firm has 2 offices and 60 employees. The firm manages assets totaling $4.9 billion and serves high-net-worth clients. The services offered by the firm include portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, and selection of other advisers. The fee structure at Epiq Capital Group, LLC includes asset-based, fixed, and performance-based fees.

Certifications and Registrations

Series 66, CERTIFIED FINANCIAL PLANNER™

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees, Performance-based Fees

Office Location

1 Lombard St. #200
San Francisco, CA 94111

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Epiq Capital Group, LLC Brokerage Details

Total Assets Under Management

$4,938,787,000

CA Average: $7,578,581,321
Total Number of Employees

60

CA Average: 43
Total Number of Accounts

896

CA Average: 3,727
Average Account Size

$5,512,039

CA Average: $2,033,427

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

Austin Chau Work History

2023 - Present (1 year)

Epiq Capital Group, LLC

2020 - 2020 (< 1 year)

E,K. Riley Investments, LLC

2020 - 2023 (3 years)

Menlo Asset Management

2020 - 2023 (3 years)

Lpl Financial LLC

2019 - 2020 (1 year)

Morgan Stanley

2019 - 2019 (< 1 year)

Morgan Stanley

2018 - 2019 (1 year)

Pillar6 Advisors LLC

2017 - 2017 (< 1 year)

Yapstone

2016 - 2017 (1 year)

Saint Mary'S College Of Ca

2015 - 2019 (4 years)

Saint Mary'S College Of Ca

2011 - 2015 (4 years)

Campolindo High School

Disclosures

Please visit the SEC profile of Austin Chau to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Epiq Capital Group, LLC

Peter Zanino
San Francisco, CA
Henry Woodruff
San Francisco, CA
Drew Norman
San Francisco, CA
Jed Clark
San Francisco, CA
Scott Mcwilliams
San Francisco, CA
William Dugan
San Francisco, CA
Brian Jennings
Dallas, TX
Austin Quinn
San Francisco, CA

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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