Barbara
Cole

Eagle Strategies LLC

CRD#1704103
Investment Advisor
in Brea, CA

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About this Advisor

Barbara Cole is a financial advisor who works out of Brea, California with 26 years of relevant experience. Cole currently works for Eagle Strategies LLC. Their career trajectory has included roles at Weight Watchers International, New York Life, Nylife Securities Inc and Cole Insurance & Financial Services. Cole holds Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is approved to advise clients in California. Eagle Strategies LLC is a registered investment firm based out of New York, NY. The firm has offices in 828 locations and a total of 2,392 financial advisors. It handles $17 billion in total assets between its 87,580 client accounts, placing it among the largest investment advisory firms in the nation by assets under management. The firm provides services to 175 charities and foundations. Of its 87,580 client accounts, 17% are associated with high-net-worth individuals who have more than $1 million in investable assets. The business has a broad set of services, such as financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. Fees charged by financial advisors depend on which services the firm provides the client. However, fee types billed by Eagle Strategies LLC likely include any combination of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

26 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

675 Placentia Avenue Suite 250
Brea, CA 92821

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Eagle Strategies LLC Brokerage Details

Total Assets Under Management

$16,667,263,900

CA Average: $7,464,549,021
Total Number of Employees

2,392

CA Average: 88
Total Number of Accounts

87,580

CA Average: 3,892
Average Account Size

$190,309

CA Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Barbara Cole Work History

Barbara has been registered as a financial advisor for 26 years.*

2009 - Present (15 years)

Cole Insurance & Financial Services

1987 - Present (37 years)

New York Life

1987 - Present (37 years)

Nylife Securities Inc

1985 - Present (39 years)

Weight Watchers International

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Barbara Cole to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Eagle Strategies LLC

Kyoung Lee
Fairfax, VA
Vanessa Bucklin
Conrad, MT
Christopher Mcdonald
Chicago, IL
Bradley Brodersen
Lincoln, NE
Jaclyn Magbitang
San Mateo, CA
Walter Lawrence
Monroe, LA
Thuan Pham
San Jose, CA
Justin Lindahl
Madison, CT

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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