Berta
Gordon

Bancwest Investment Services, Inc

CRD#5681069
Investment Advisor
in La Mirada, CA

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About this Advisor

Berta Gordon is a financial advisor based in La Mirada, California who has 1 year of relevant experience. Gordon is an employee of Bancwest Investment Services, Inc. Throughout their career, Gordon has worked at Wells Fargo Bank, N.A, Wells Fargo Advisors LLC, Merrill Lynch, Pierce, Fenner & Smith Inc, Bank Of America, N.A, Jp Morgan Securities LLC, Bank Of The West and Bancwest Investment Services, Inc. Gordon holds a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and is registered to advise clients in California. Bancwest Investment Services, Inc is an advisory firm that has its headquarters in Omaha, NE. The firm has offices in 440 locations and a total of 369 employees. It oversees $2 billion in total assets across its 9,062 customer accounts, making it one of the largest financial advisory firms in the United States by assets under management. The firm serves six charitable organizations. Of its 9,062 client accounts, just 7% are associated with high-net-worth clients who have more than $1 million in assets available to invest. Bancwest Investment Services, Inc has a few services, including portfolio management for individuals and small businesses, selection of other advisers and other services. Fees for financial management largely depend on the type of financial services offered. Fee types billed by Bancwest Investment Services, Inc typically consist of asset-based fees.

Certifications and Registrations

Series 66

Years Registered*

1 year

Services Offered

Portfolio management for individuals and/or small businesses, Selection of other advisers, Other

Fee Structure

Percentage of Assets

Office Location

12709 Valley View Avenue
La Mirada, CA 90638

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Bancwest Investment Services, Inc Brokerage Details

Total Assets Under Management

$2,024,253,748

CA Average: $1,978,216,465
Total Number of Employees

369

CA Average: 226
Total Number of Accounts

9,062

CA Average: 7,467
Average Account Size

$223,378

CA Average: $264,928

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers
  • Other

Berta Gordon Work History

Berta has been registered as a financial advisor for 1 years.*

2022 - Present (2 years)

Bank Of The West

2022 - Present (2 years)

Bancwest Investment Services, Inc

2017 - 2021 (4 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2017 - 2021 (4 years)

Bank Of America, N.A

2015 - 2016 (1 year)

Jp Morgan Securities LLC

2014 - 2015 (1 year)

Merrill Lynch, Pierce, Fenner & Smith Inc

2014 - 2015 (1 year)

Bank Of America, N.A

2011 - 2014 (3 years)

Wells Fargo Advisors LLC

2001 - 2014 (13 years)

Wells Fargo Bank, N.A

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Berta Gordon to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Bancwest Investment Services, Inc (Bwis)

Ronald Fisher
Tempe, AZ
Jai Huynh
San Jose, CA
Todd Dunlap
Tempe, AZ
Linda Dougherty
Petaluma, CA
Tiffney Chang
Rowland Heights, CA
Lidia Leach
Fresno, CA
Dale Malleck
Tempe, AZ
Julian Cruz
Stockton, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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