Brenda
Li

Ubs Financial Services Inc

CRD#6914456
Investment Advisor
in San Francisco, CA

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About this Advisor

Brenda Li is a financial advisor operating in San Francisco, California, with a total of nine years of work experience. Li works at Ubs Financial Services Inc. During their career, Li has held roles at Gordon & Rees Llp, Earnest, Inc, Ubs Financial Services Inc and University Of California Berkeley. Li has a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is registered to work in California. Ubs Financial Services Inc is a business that has its headquarters in San Francisco, California. The company has offices in 369 locations and a total of 13,335 people on staff. It oversees $496 billion in total assets among its 957,738 client accounts, making it one of the biggest firms in the nation by assets under management. The firm provides financial advisory services to 4,771 charitable organizations. Of its 957,738 accounts, 56% are associated with high-net-worth individuals who have greater than $1 million in assets available to invest. The business offers a wide assortment of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. Fees for financial management largely depend on the type of services offered. However, fees charged by Ubs Financial Services Inc likely are comprised of any combination of asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 66

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Security ratings or pricing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Disclosures

No

Office Location

555 California Street 32Nd Floor/ Suite 3200
San Francisco, CA 94104

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Ubs Financial Services Inc Brokerage Details

Total Assets Under Management

$496,034,949,376

CA Average: $10,121,009,343
Total Number of Employees

13,335

CA Average: 92
Total Number of Accounts

957,738

CA Average: 6,978
Average Account Size

$517,923

CA Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops

Brenda Li Work History

Brenda has 10 years of experience.

2018 - Present (2 years)

Ubs Financial Services Inc

2015 - 2017 (2 years)

Earnest, Inc

2013 - 2015 (2 years)

Gordon & Rees Llp

2010 - 2014 (4 years)

University Of California Berkeley

Disclosures

Brenda Li has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Ubs Financial Services Inc

Saman Samii
Dallas, TX
Mark Thompson
Los Angeles, CA
Eric Ayarzagoitia Trevino
San Antonio, TX
Christopher Albanese
Weehawken, NJ
Patrick Harrington
Weehawken, NJ
William Blake
Plano, TX
Magda Malinowski
Chicago, IL
Iziar Moure
Charlotte, NC

This content was compiled from the SEC and FINRA.

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