Brian
Brummell

Nfp Retirement Inc

CRD#3087263
Investment Advisor
in Ladera Ranch, CA

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About this Advisor

Brian Brummell is a financial advisor operating out of Ladera Ranch, California with 1 year of industry experience. Brummell works at Nfp Retirement Inc. Over the course of their career, they have held roles at Nuveen Asset Management, LLC, Nfp Retirement, Alkeme Financial Services, Venture Pacific Financial Services, LLC, Nuveen Investments and Exeter Financial, LLC. Brummell holds Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is able to operate in California. Nfp Retirement Inc is a registered investment company operating out of Aliso Viejo, CA. The firm has offices in 26 locations and a total of 251 financial advisors. It oversees $75 billion in total assets across its 5,162 client accounts, placing it among the largest financial advisory firms in the nation by assets under management. Of its 5,162 customer accounts, 17% are held by high-net-worth clients who have greater than $1 million in assets available to invest. Nfp Retirement Inc provides a number of services, including financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and other services. Fees for financial management typically are based on which service is offered. Fee types charged by Nfp Retirement Inc likely are comprised of any combination of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

111 Corporate Drive # 200
Ladera Ranch, CA 92694

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Nfp Retirement Inc Brokerage Details

Total Assets Under Management

$75,046,288,911

CA Average: $7,578,581,321
Total Number of Employees

251

CA Average: 43
Total Number of Accounts

5,162

CA Average: 3,727
Average Account Size

$14,538,219

CA Average: $2,033,427

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers
  • Other

Brian Brummell Work History

Brian has been registered as a financial advisor for 1 years.*

2022 - Present (2 years)

Nfp Retirement

2021 - Present (3 years)

Alkeme Financial Services

2017 - Present (7 years)

Exeter Financial, LLC

2016 - 2021 (5 years)

Venture Pacific Financial Services, LLC

2000 - 2016 (16 years)

Nuveen Asset Management, LLC

2000 - 2016 (16 years)

Nuveen Investments

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Brian Brummell to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Nfp Retirement Inc

William Friedrich
Ellicott City, MD
Christopher Langstaff
Aliso Viejo, CA
Ryan Masteller
Kennebunk, ME
Donna Tamburelli
Aliso Viejo, CA
Katelyn Whalen
Charlotte, NC
Charles Catagnus
Collegeville, PA
Randall Dunn
Euless, TX
Lily Matias
Aliso Viejo, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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