Investment Advisor
in Los Angeles, CA
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About this Advisor

Brian Holmes is a certified financial planner in Los Angeles, California. Currently an investment advisor at Seia, they have accumulated an impressive 34 years of work experience as a financial advisor. Holmes has Series 63 and Series 65 licenses, qualifying the advisor as both a securities agent and an investment advisor representative. Holmes is able to act as a financial advisor based out of California and Texas. During their career, Holmes has held roles at Signature Investment Advisors, LLC, Signator Investors, Inc, Signature Estate & Investment Advisors, Signature Intelligent Portfolios, LLC and Royal Alliance Associates, Inc. Seia is located in Los Angeles, California, and has six offices in the country. In aggregate, Seia oversees $6 billion in assets across 10,210 client accounts and retains more than 85 people. The level of assets currently under the firm's management makes it one of the biggest investment advisory firms in the United States. The firm manages 1,512 accounts on a discretionary basis, in which the advisor makes all of the buying and selling decisions on the client's behalf. Currently 23% of the advisor firm's clients are high-net-worth individuals, meaning they have greater than $1 million in assets. Seia can provide financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. The firm may charge clients asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner

Years of Experience

34 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees



Office Location

2121 Avenue Of The Stars, Suite 1600
Los Angeles, CA 90067

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Seia Brokerage Details

Total Assets Under Management


CA Average: $7,578,581,321
Total Number of Employees


CA Average: 43
Total Number of Accounts


CA Average: 3,727
Average Account Size


CA Average: $2,033,427

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Educational seminars/workshops

Brian Holmes Work History

Brian has 34 years of experience.

2018 - Present (1 year)

Royal Alliance Associates, Inc

2015 - Present (4 years)

Signature Intelligent Portfolios, LLC

2012 - Present (7 years)

Signature Investment Advisors, LLC

2011 - Present (8 years)

Signature Estate & Investment Advisors

1984 - Present (35 years)

Signator Investors, Inc

1997 - 2011 (14 years)

Signature Estate & Investment Advisors


Brian Holmes has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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