Brian
Holmes

Seia

CRD#1263061
Investment Advisor
in Los Angeles, CA

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About this Advisor

Brian Holmes is a financial advisor based in Los Angeles, California, working with Seia. Brian has previously held positions at Signator Investors, Inc, Seia LLC, Sia LLC, Sip LLC, Royal Alliance Associates, Inc, and Ses Inc. Brian has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in California, Colorado, Nevada, New York, Texas, and Washington. Currently, Brian is part of Seia, which operates out of Los Angeles, California. The firm has 22 offices and 138 employees. The firm manages assets totaling $14.2 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers, and educational seminars. The fee structure at Seia includes asset-based, hourly, and fixed fees.

Certifications and Registrations

Series 63, Series 65, CERTIFIED FINANCIAL PLANNER™

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

2121 Avenue Of The Stars, Suite 1600
Los Angeles, CA 90067

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Seia Brokerage Details

Total Assets Under Management

$14,211,502,743

CA Average: $7,578,581,321
Total Number of Employees

138

CA Average: 43
Total Number of Accounts

18,483

CA Average: 3,727
Average Account Size

$768,896

CA Average: $2,033,427

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Educational seminars/workshops

Brian Holmes Work History

2023 - Present (1 year)

Ses Inc

2015 - Present (9 years)

Sip LLC

2012 - Present (12 years)

Sia LLC

1997 - Present (27 years)

Seia LLC

2018 - 2023 (5 years)

Royal Alliance Associates, Inc

1984 - 2018 (34 years)

Signator Investors, Inc

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Disclosures

Please visit the SEC profile of Brian Holmes to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Seia

Samantha Driver
Los Angeles, CA
Claire Caprio
Mc Lean, VA
Kelli French
Newport Beach, CA
Christopher Gardner
Los Angeles, CA
Aaron Jett
Los Angeles, CA
Drew Kubicki
Los Angeles, CA
Calvin Tseng
Los Angeles, CA
Liselotte Richards
Los Angeles, CA

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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