Brian
Way

Usi Securities, Inc

CRD#5861536
Investment Advisor
in Concord, CA

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About this Advisor

Brian Way is a financial advisor based in Concord, California, working with Usi Securities, Inc. Brian has previously held positions at Northwestern Mutual Life Insurance Company, Northwestern Mutual Investment Services, LLC, Mutual Of America Life Insurance Company, Mutual Of America Securities LLC, Usi Consulting Group, and Usi Securities. Brian has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in California. Currently, Brian is part of Usi Securities, Inc, which operates out of Concord, California. The firm has 14 offices and 24 employees. The services offered by the firm include the selection of other advisers. The fee structure at Usi Securities, Inc includes asset-based, hourly, fixed, and other fees.

Certifications and Registrations

Series 63, Series 65

Services Offered

Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

1001 Galaxy Way Ste 300
Concord, CA 94520

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Usi Securities, Inc Brokerage Details

Total Number of Employees

24

CA Average: 35

Investment Advisory Services

  • Selection of other advisers

Brian Way Work History

2022 - Present (2 years)

Usi Consulting Group

2022 - Present (2 years)

Usi Securities

2015 - Present (9 years)

Mutual Of America Life Insurance Company

2015 - Present (9 years)

Mutual Of America Securities LLC

2011 - Present (13 years)

Northwestern Mutual Investment Services, LLC

2010 - Present (14 years)

Northwestern Mutual Life Insurance Company

Disclosures

Please visit the SEC profile of Brian Way to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Usi Securities, Inc

Kimberly Wade
Cincinnati, OH
Scott Mcquillen
Minneapolis, MN
Nicholas Moore
Blue Bell, PA
Kimberly Youngerman
Phoenix, AZ
Christopher Moreton
Glastonbury, CT
David Graver
Glastonbury, CT
Gina D'Amiano
Fort Lauderdale, FL
Melinda Robidoux
Glastonbury, CT

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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