Caitlin
Loera
Lpl Financial LLC
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About this Advisor
Caitlin Loera is a financial advisor based in Arcadia, California with a total of 1 year of relevant experience. Loera is currently employed by Lpl Financial LLC. Throughout their career, they have worked at Assetio Wealth Management, Barrister Executive Suites, University Of Oxford, University Of California Santa Barbara, Color Me Mine, Glendale Community College and Lpl Financial, LLC. Loera has a Series 66 license, designating them as both a securities agent and an investment advisor representative, and can serve investors in California. Lpl Financial LLC is a company that has its headquarters in Fort Mill, SC. The company has offices in 9,898 locations and a total of 31,366 employees. It oversees $368 billion in assets under management across its 1,688,501 client accounts, making it one of the biggest investment advisory firms in the United States by assets under management. The firm provides services to 3,425 charitable organizations. Of its 1,688,501 customer accounts, 31% are associated with high-net-worth investors who have greater than $1 million in assets available to invest. The firm provides a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Financial management fees typically depend on the financial services. Fees charged by Lpl Financial LLC can include any combination of asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Lpl Financial LLC Brokerage Details
$368,018,536,946
31,366
1,688,501
$217,956
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
- Other
Caitlin Loera Work History
Caitlin has been registered as a financial advisor for 1 years.*
Assetio Wealth Management
Lpl Financial, LLC
Barrister Executive Suites
University Of Oxford
University Of California Santa Barbara
Color Me Mine
Glendale Community College
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Caitlin Loera to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Lpl Financial LLC
Fort Mill, SC
Croydon, NH
Grayson, KY
Wenatchee, WA
Fresno, CA
Hazleton, PA
Chico, CA
Miami, FL
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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