Securities America Advisors, Inc
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About this Advisor
Carol Underwood is a financial advisor based in Campbell, California, who has been in the financial industry for 10 years. Underwood is currently employed by Securities America Advisors, Inc. Over the course of their career, Underwood has held roles at World Group Securities, Inc, World Financial Group, Debtmerica LLC, Transamerica Financial Advisors, Inc, Mml Investors Services LLC, Massmutual Life Insurance Company, Metlife Securities Inc, Securities America Advisors and Securities America, Inc. Underwood maintains Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is able to operate in California. Securities America Advisors, Inc is a business that has its headquarters in Campbell, California. The firm has offices in 1,285 locations and a total of 1,992 financial advisors. It handles $22 billion in assets under management across its 154,747 client accounts, placing it among the largest financial advisory firms in the country by assets under management. The firm serves 59 charitable organizations. Of its 154,747 customer accounts, 15% are associated with high-net-worth individuals who have at least $1 million in assets. Securities America Advisors, Inc has a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. A financial advisor's fee schedules typically depend on the type of financial services provided. However, fees charged by Securities America Advisors, Inc may include some blend of asset-based, hourly, fixed, commission-based and other fees.
Certifications and Registrations
Years of Experience
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Securities America Advisors, Inc Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops
Carol Underwood Work History
Carol has 11 years of experience.
Securities America Advisors
Securities America, Inc
Metlife Securities Inc
Transamerica Financial Advisors, Inc
Mml Investors Services LLC
Massmutual Life Insurance Company
World Group Securities, Inc
World Financial Group
Carol Underwood has no disclosures.
Please visit their SEC profile for more details.
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