Sagepoint Financial, Inc

Investment Advisor
in San Diego, CA
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About this Advisor

Casey Broach is a certified financial planner who works out of San Diego, California, with a total of 14 years of financial industry experience. Broach is currently employed by Sagepoint Financial, Inc. Their career trajectory has included roles at Linsco/Private Ledger Corp, National Planning Corp and Sagepoint Financial, Inc. Broach has a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and can advise clients in California, Florida, Texas, Washington, Montana, New Jersey and Ohio. Sagepoint Financial, Inc is an advisory company operating out of San Diego, California. The firm has offices in 615 locations and a total of 2,032 advisors. It has $7 billion in assets between its 33,830 accounts, placing it among the largest investment advisory firms in the nation by assets under management. The firm serves 67 charitable organizations. Of its 33,830 customer accounts, just 11% belong to high-net-worth individuals who have more than $1 million in assets. Sagepoint Financial, Inc performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. A financial advisor's fees typically are based on which service is provided. Fee types charged by Sagepoint Financial, Inc likely include some blend of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 66, Certified Financial Planner

Years of Experience

14 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions



Office Location

4542 Ruffner Street Suite 300
San Diego, CA 92111

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Sagepoint Financial, Inc Brokerage Details

Total Assets Under Management


CA Average: $1,555,372,352
Total Number of Employees


CA Average: 37
Total Number of Accounts


CA Average: 1,370
Average Account Size


CA Average: $1,135,308

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Casey Broach Work History

Casey has 14 years of experience.

2017 - Present (2 years)

Sagepoint Financial, Inc

2012 - 2017 (5 years)

National Planning Corp

2004 - 2012 (8 years)

Linsco/Private Ledger Corp


Casey Broach has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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