Chau
Lai

Park Avenue Securities LLC

CRD#3102157
Investment Advisor
in San Diego, CA
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About this Advisor

Chau Lai is a certified financial planner and chartered financial consultant whose office is in San Diego, California. Currently a registered investment advisor at Park Avenue Securities LLC, they have gathered 19 years of professional experience as a financial advisor. Lai maintains Series 63 and Series 65 licenses, certifying the advisor as both a securities agent and an investment advisor representative. Lai is able to work with clients based out of Arizona, Colorado, Georgia, Idaho, Missouri, New Jersey, Pennsylvania, West Virginia, California, Nevada, Florida, North Carolina, Oregon, South Carolina, Washington, Illinois, Maryland, Texas and Virginia. During their career, the advisor has held roles at Guardian Life Insurance Company and Park Avenue Securities. Park Avenue Securities LLC is headquartered in San Diego, California, and operates out of 86 brick-and-mortar locations in the country. In total, Park Avenue Securities LLC manages $3 billion in assets across 18,575 client accounts and retains more than 1,708 people. The firm's total assets under management makes it one of the largest financial advisory firms in the country. The firm manages 15,111 accounts on a discretionary basis, meaning the advisor has the authority to make all investment decisions. Currently 24% of the advisor firm's customers are high-net-worth individuals, meaning they have more than $1 million in assets. Park Avenue Securities LLC can provide financial planning services, portfolio management for individuals and small businesses and educational seminars. The firm's fees may include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner, Chartered Financial Consultant

Years of Experience

19 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Disclosures

No

Office Location

9605 Scranton Road Suite 625
San Diego, CA 92121

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Park Avenue Securities LLC Brokerage Details

Total Assets Under Management

$4,022,487,394

CA Average: $7,464,549,021
Total Number of Employees

1,777

CA Average: 88
Total Number of Accounts

25,160

CA Average: 3,892
Average Account Size

$159,876

CA Average: $1,917,921

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers
  • Educational seminars/workshops

Chau Lai Work History

Chau has 19 years of experience.

2002 - Present (17 years)

Park Avenue Securities

1999 - Present (20 years)

Guardian Life Insurance Company

Disclosures

Chau Lai has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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