Chi Wai
Poon

Hsbc Securities (Usa) Inc

CRD#7725867
Investment Advisor
in Fremont, CA

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About this Advisor

Chi Wai Poon is a financial advisor based in Fremont, California, working with Hsbc Securities (Usa) Inc. Chi Wai has previously held positions at J.P. Morgan Securities LLC, Jpmorgan Chase Bank, N.A, Fo Trading & Training LLC, Admis Hong Kong Limited, Hsbc Bank Usa National Association, and Hsbc Securities Usa Inc. Chi Wai has passed the Series 63 regulatory exam and is registered to provide services in California. Currently, Chi Wai is part of Hsbc Securities (Usa) Inc, which operates out of Fremont, California. The firm has 62 offices and 507 employees. The firm manages assets totaling $3.0 billion and serves high-net-worth clients. The services offered by the firm include portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers, and other services. The fee structure at Hsbc Securities (Usa) Inc includes asset-based, fixed, and performance-based fees.

Certifications and Registrations

Series 63, Chartered Financial Analyst

Services Offered

Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Performance-based Fees

Office Location

39410 Fremont Boulevard
Fremont, CA 94538-2117

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Hsbc Securities (Usa) Inc Brokerage Details

Total Assets Under Management

$3,020,458,399

CA Average: $7,464,549,021
Total Number of Employees

507

CA Average: 88
Total Number of Accounts

12,389

CA Average: 3,892
Average Account Size

$243,802

CA Average: $1,917,921

Investment Advisory Services

  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Other

Chi Wai Poon Work History

2024 - Present (0 year)

Hsbc Bank Usa National Association

2024 - Present (0 year)

Hsbc Securities Usa Inc

2023 - 2023 (< 1 year)

J.P. Morgan Securities LLC

2023 - 2023 (< 1 year)

Jpmorgan Chase Bank, N.A

2022 - 2023 (1 year)

Fo Trading & Training LLC

2004 - 2021 (17 years)

Admis Hong Kong Limited

Disclosures

Please visit the SEC profile of Chi Wai Poon to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Hsbc Securities (Usa) Inc

Shanshan Wu
Cupertino, CA
Rong Zhang
Bellevue, WA
Nayali Quezada
New York, NY
Drini Ahmeti
New York, NY
Arvin Reyes
Buffalo, NY
Christopher Brown
New York, NY
Christina Nikolaidi
New York, NY
Carolina Angel Jassir
New York, NY

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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