Christopher
Finch

Columbia Management Investment Advisers, LLC

CRD#2698998
Investment Advisor
in Carlsbad, CA
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About this Advisor

Christopher Finch is an investment advisor who is based out of Carlsbad, California. Currently an advisor with Columbia Management Investment Advisers, LLC, Finch has 16 years of work experience in the financial advisory industry. Finch has Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative. Finch is registered to serve clients based out of Alaska, Arizona, California, Colorado, Missouri, Hawaii, Idaho, Illinois, Kansas, Minnesota, Iowa, Montana, Nevada, New Mexico, North Dakota, Oklahoma, Oregon, South Dakota, Texas, Washington, Wisconsin and Utah. During their career, the advisor has held roles at John Hancock Funds, John Hancock Advisers, LLC, Sovereign Asset Mgmt Corp, John Hancock Distributors LLC, Nationwide Investment Services Corp and Columbia Management Investment Distributors Inc. Columbia Management Investment Advisers, LLC is headquartered in Carlsbad, California, and has nine locations in the nation. As an advisory firm, Columbia Management Investment Advisers, LLC oversees $364 billion in assets across 4,476 client accounts and employs more than 1,106 people. The level of assets currently under the firm's management makes it one of the largest financial advisory firms in the United States. The firm manages 4,386 accounts on a discretionary basis, in which the advisor has the authority to make all investment decisions. None of the investment firm's 4,476 clients are deemed high-net-worth individuals, who are defined as investors who have greater than $1 million in assets. Columbia Management Investment Advisers, LLC provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers and other services. The firm's fees may include asset-based, fixed and performance-based fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

16 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Performance-based Fees

Disclosures

No

Office Location

Carlsbad, CA

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Columbia Management Investment Advisers, LLC Brokerage Details

Total Assets Under Management

$323,132,908,841

CA Average: $16,012,751,954
Total Number of Employees

1,030

CA Average: 118
Total Number of Accounts

4,578

CA Average: 4,567
Average Account Size

$70,583,860

CA Average: $3,506,186

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Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Other

Christopher Finch Work History

Christopher has 16 years of experience.

2015 - Present (4 years)

Columbia Management Investment Distributors Inc

2013 - 2015 (2 years)

Nationwide Investment Services Corp

2011 - 2013 (2 years)

John Hancock Distributors LLC

2002 - 2013 (11 years)

John Hancock Funds

2002 - 2010 (8 years)

John Hancock Advisers, LLC

2002 - 2013 (11 years)

Sovereign Asset Mgmt Corp

Disclosures

Christopher Finch has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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