Clayton
Shum
Aegis Capital Corp
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About this Advisor
Clayton Shum is a financial advisor based in Burlingame, California, working with Aegis Capital Corp. Clayton has previously held positions at Usa Financial Securities, Clayton K Shum CFP®, Eh Shum Financial Solutions, Grove Point Investments, LLC, and Grove Point Advisors, LLC. Clayton has passed the Series 63 and Series 66 regulatory exams and is registered to provide services in California. Currently, Clayton is part of Aegis Capital Corp, which operates out of Burlingame, California. The firm has 20 offices and 257 employees. The firm manages assets totaling $1.3 billion and serves high-net-worth clients. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and portfolio management for institutional clients. The fee structure at Aegis Capital Corp includes asset-based and hourly fees.
Certifications and Registrations
Services Offered
Fee Structure
Office Location
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Aegis Capital Corp Brokerage Details
$1,282,090,691
257
2,479
$517,181
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
Clayton Shum Work History
Grove Point Advisors, LLC
Grove Point Investments, LLC
Eh Shum Financial Solutions
Clayton K Shum CFP®
Usa Financial Securities
Disclosures
Please visit the SEC profile of Clayton Shum to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
