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About this Advisor
Clifford Cook is a financial advisor based out of Santa Maria, California, who has 13 years of relevant experience. Cook is currently employed by Morgan Stanley. Throughout their career, Cook has worked at Morgan Stanley Smith Barney and Morgan Stanley Private Bank, National Association. Cook has a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is registered to operate in California and Texas. Morgan Stanley is a financial advisory firm that has its headquarters in Purchase, NY. The company has offices in 930 locations and a total of 28,000 advisors. It oversees $1 trillion in total assets across its 2,233,188 accounts, placing it among the biggest firms in the United States by assets under management. The firm provides services to 30,383 charitable organizations. Of its 2,233,188 customer accounts, just 1% are held by high-net-worth individuals who have greater than $1 million in investable assets. Morgan Stanley has a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Fees charged by financial advisors largely vary depending on which service is offered. Fee types charged by Morgan Stanley most likely consist of asset-based, fixed, commission-based and other fees.
Certifications and Registrations
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Morgan Stanley Brokerage Details
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Clifford Cook Work History
Clifford has been registered as a financial advisor for 13 years.*
Morgan Stanley Private Bank, National Association
Morgan Stanley Smith Barney
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Please visit the SEC profile of Clifford Cook to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact firstname.lastname@example.org.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.