Cody
James
Sofi Wealth LLC
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About this Advisor
Cody James is a financial advisor based in San Francisco, California, working with Sofi Wealth LLC. Cody has previously held positions at Edward Jones, Merit Prep Charter School, Clifton High School, Merrill Lynch, Pierce, Fenner & Smith Inc, Sofi Securities LLC, and Sofi Wealth LLC. Cody has passed the Series 66 regulatory exam and is registered to provide services in Pennsylvania. Currently, Cody is part of Sofi Wealth LLC, which operates out of San Francisco, California. The firm has 4 offices and 70 employees. The firm manages assets totaling $943.5 million. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, publication of newsletters, and educational seminars. The fee structure at Sofi Wealth LLC includes other fees.
Certifications and Registrations
Services Offered
Fee Structure
Office Location
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Sofi Wealth LLC Brokerage Details
$943,520,661
70
165,546
$5,699
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Publication of periodicals or newsletters
- Educational seminars/workshops
Cody James Work History
Sofi Securities LLC
Sofi Wealth LLC
Edward Jones
Merrill Lynch, Pierce, Fenner & Smith Inc
Merit Prep Charter School
Clifton High School
Disclosures
Please visit the SEC profile of Cody James to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Sofi Wealth LLC
San Francisco, CA
Jacksonville, FL
Salt Lake City, UT
San Francisco, CA
San Francisco, CA
San Francisco, CA
Jacksonville, FL
Salt Lake City, UT
The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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