Cody
Klein

Sageview Advisory Group, LLC

CRD#6115452
Investment Advisor
in Westlake Village, CA

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About this Advisor

Cody Klein is a financial advisor based out of Westlake Village, California, with a total of 1 year of industry experience. Klein is currently employed by Sageview Advisory Group, LLC. During their career, the advisor has held roles at Lpl Financial LLC, Summit Financial Consultants, Inc, Triad Advisors LLC, Sageview Advisory Group LLC and Cetera Advisor Networks. Klein has a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is registered to serve investors in California and Florida. Sageview Advisory Group, LLC is a firm headquartered in Newport Beach, CA. The firm has offices in 36 locations and a total of 224 employees. It oversees $156 billion in assets under management across its 21,119 accounts, placing it among the largest investment advisory firms in the nation by assets under management. Of its 21,119 accounts, just 9% are associated with high-net-worth clients who have more than $1 million in investable assets. Sageview Advisory Group, LLC provides a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Financial management fee schedules usually depend on the type of financial services offered. However, fees billed by Sageview Advisory Group, LLC can be comprised of any blend of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 66

Years Registered*

1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

3075 Townsgate Road Suite 180
Westlake Village, CA 91361

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Sageview Advisory Group, LLC Brokerage Details

Total Assets Under Management

$156,399,419,714

CA Average: $7,578,581,321
Total Number of Employees

224

CA Average: 43
Total Number of Accounts

21,119

CA Average: 3,727
Average Account Size

$7,405,626

CA Average: $2,033,427

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Cody Klein Work History

Cody has been registered as a financial advisor for 1 years.*

2022 - Present (2 years)

Sageview Advisory Group LLC

2022 - Present (2 years)

Cetera Advisor Networks

2015 - 2022 (7 years)

Triad Advisors LLC

2014 - 2015 (1 year)

Lpl Financial LLC

2012 - 2023 (11 years)

Summit Financial Consultants, Inc

2012 - 2016 (4 years)

Summit Financial Consultants, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Cody Klein to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Sageview Advisory Group, LLC

Lukas Arnerich
Portland, OR
Chandra Halverson
Newport Beach, CA
Margarita Cross
Irvine, CA
Bianca Soto
Tulsa, OK
Julie Kim
Newport Beach, CA
Jonathan Campbell
Franklin, TN
Mark Forkey
Newport Beach, CA
Justin Bogart
Newport Beach, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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