Merrill Lynch, Pierce, Fenner & Smith Inc

Investment Advisor
in Newport Beach, CA

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About this Advisor

Curtis Reynolds is a financial advisor working out of Newport Beach, California, with 1 year of industry experience. Reynolds is currently employed by Merrill Lynch, Pierce, Fenner & Smith Inc. Reynolds has gained experience at Jp Morgan Securities, LLC, Jp Morgan Chase Bank, Ing Strategic Distribution, California State Long Beach, Yrc Freight, Wells Fargo Clearing Services, LLC, Wells Fargo Bank, Na, Merrill Lynch, Pierce, Fenner & Smith Inc and Bank Of America N.A. Reynolds maintains Series 63 and Series 66 licenses, which qualify them as a securities agent, and is registered to serve investors in California and Texas. Merrill Lynch, Pierce, Fenner & Smith Inc is a company that has its headquarters in New York, NY. The company has offices in 3,372 locations and a total of 36,687 people on staff. It manages $1 trillion in assets under management across its 2,864,234 client accounts, placing it among the largest financial advisory firms in the country by assets under management. The firm serves 4,459 charities and foundations. Of its 2,864,234 customer accounts, 23% are held by high-net-worth individuals who have more than $1 million in assets. The advisory firm has a diverse array of services, such as portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Fees for financial management typically depend on the financial services provided. However, fee types billed by Merrill Lynch, Pierce, Fenner & Smith Inc may include some combination of asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

1 year

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Office Location

520 Newport Ctr Dr
Newport Beach, CA 92660

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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management


CA Average: $7,464,549,021
Total Number of Employees


CA Average: 88
Total Number of Accounts


CA Average: 3,892
Average Account Size


CA Average: $1,917,921

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Curtis Reynolds Work History

Curtis has been registered as a financial advisor for 1 years.*

2022 - Present (2 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2022 - Present (2 years)

Bank Of America N.A

2021 - Present (3 years)

Wells Fargo Clearing Services, LLC

2021 - 2022 (1 year)

Wells Fargo Bank, Na

2014 - 2021 (7 years)

Jp Morgan Securities, LLC

2014 - 2021 (7 years)

Jp Morgan Chase Bank

2014 - 2014 (< 1 year)

Ing Strategic Distribution

2014 - 2014 (< 1 year)

California State Long Beach

2013 - 2014 (1 year)

Yrc Freight

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.


Please visit the SEC profile of Curtis Reynolds to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

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Michael Gaffney
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Kyle Ryer
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Cristalle Vivona
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact

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