Cynthia
Nowicki Moore

Royal Alliance Associates, Inc

CRD#2463528
Investment Advisor
in Mill Valley, CA

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About this Advisor

Cynthia Nowicki Moore is a certified financial planner based out of Mill Valley, California, with a total of 12 years of work experience. Nowicki Moore is currently employed by Royal Alliance Associates, Inc. They have worked at Royal Alliance Associates, Inc for their entire career. Nowicki Moore maintains Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and can work in California, Hawaii, New Jersey and Washington. Royal Alliance Associates, Inc is an advisory business headquartered in Mill Valley, California. The firm has offices in 905 locations and a total of 3,849 advisors. It handles $28 billion in assets between its 112,286 client accounts, placing it among the largest investment advisory firms in the United States by assets under management. The firm serves 134 charities and foundations. Of its 112,286 client accounts, 18% are held by high-net-worth investors who have at least $1 million in assets available to invest. Royal Alliance Associates, Inc offers a broad assortment of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees charged by financial advisors largely depend on the services provided. Fee types charged by Royal Alliance Associates, Inc most likely include any blend of asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Series 65, CERTIFIED FINANCIAL PLANNER™

Years of Experience

12 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Disclosures

Yes

Office Location

591 Redwood Highway Suite 5280
Mill Valley, CA 94941

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Royal Alliance Associates, Inc Brokerage Details

Total Assets Under Management

$28,249,401,040

CA Average: $10,121,009,343
Total Number of Employees

3,849

CA Average: 92
Total Number of Accounts

112,286

CA Average: 6,978
Average Account Size

$251,584

CA Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Cynthia Nowicki Moore Work History

Cynthia has 12 years of experience.

2010 - Present (13 years)

Royal Alliance Associates, Inc

Disclosures

Cynthia Nowicki Moore has disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Royal Alliance Associates, Inc

Herbert Scheffler
Stevensville, MI
Tracy Crimmins
Fort Dodge, IA
Justin Warren
Fresno, CA
Nicholas Rightnowar
Maumee, OH
Michael Funk
Fresno, CA
Elijah Murray
Plano, TX
Grant Hartwell
Torrance, CA
Robert Sewall
Jericho, NY

The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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