Daniel
Catone
Golden State Wealth Management, LLC
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About this Advisor
Daniel Catone is a financial advisor based in Santa Ana, California with 10 years of industry experience. Catone is an employee of Golden State Wealth Management, LLC. During their career, the advisor has held roles at Redwood Investment Group, Inc, Lpl Financial, LLC, Golden State Wealth Management, LLC and Golden State Asset Management. Catone maintains Series 63 and Series 66 licenses, qualifying them as a securities broker, and is approved to advise clients in California and Texas. Golden State Wealth Management, LLC is a financial advisory company based out of Santa Ana, CA. The firm has offices in 34 locations and a total of 79 advisors. It manages $1 billion in assets between its 5,682 client accounts, making it one of the largest financial advisory firms in the country by assets under management. The firm serves 10 charitable organizations. Of its 5,682 accounts, 37% belong to high-net-worth clients who have more than $1 million in investable assets. The business performs a wide set of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. A financial advisor's fee schedules usually vary depending on which services are provided. However, fees charged by Golden State Wealth Management, LLC may include any combination of asset-based and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Golden State Wealth Management, LLC Brokerage Details
$1,415,233,203
79
5,682
$249,073
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
Daniel Catone Work History
Daniel has been registered as a financial advisor for 10 years.*
Golden State Asset Management
Golden State Wealth Management, LLC
Lpl Financial, LLC
Redwood Investment Group, Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Daniel Catone to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Golden State Wealth Management, LLC
San Diego, CA
Santa Ana, CA
Granite Bay, CA
Santa Ana, CA
Santa Ana, CA
Calabasas, CA
Santa Ana, CA
Santa Ana, CA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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