Mariner Independent Advisor Network, LLC

Investment Advisor
in Windsor, CA

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About this Advisor

Daniel Ott is a financial advisor based in Windsor, California who has 7 years of industry experience. Ott currently works for Mariner Independent Advisor Network, LLC. Over the course of their career, they have held roles at Cetera Advisors, LLC, Asset Protection Strategies Group, Inc, Lpl Financial, LLC and Strategic Wealth Advisors Group. Ott maintains Series 63 and Series 66 licenses, qualifying them as a securities broker, and is approved to work in California. Mariner Independent Advisor Network, LLC is a firm operating out of Leawood, KS. The firm has offices in 94 locations and a total of 237 financial advisors. It oversees $6 billion in assets under management across its 24,608 accounts, placing it among the biggest investment advisory firms in the country by assets under management. The firm provides financial advice to 73 charities and foundations. Of its 24,608 accounts, just 5% belong to high-net-worth investors who have at least $1 million in assets available to invest. The firm provides a wide range of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. A financial advisor's fees typically depend on which services the firm provides the client. Fees charged by Mariner Independent Advisor Network, LLC can be comprised of any blend of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

7 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

8733 Lakewood Drive Suite 210
Windsor, CA 95492

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Mariner Independent Advisor Network, LLC Brokerage Details

Total Assets Under Management


CA Average: $2,243,162,756
Total Number of Employees


CA Average: 44
Total Number of Accounts


CA Average: 4,091
Average Account Size


CA Average: $548,316

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Daniel Ott Work History

Daniel has been registered as a financial advisor for 7 years.*

2016 - Present (8 years)

Lpl Financial, LLC

2016 - Present (8 years)

Strategic Wealth Advisors Group

2003 - Present (21 years)

Asset Protection Strategies Group, Inc

2012 - 2016 (4 years)

Cetera Advisors, LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.


Please visit the SEC profile of Daniel Ott to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Mariner Independent Advisor Network, LLC

Alexander Izmailov
Danville, CA
Sandra Swanson
San Jose, CA
Jesse Ettlin
Grass Valley, CA
Joseph Gass
Windsor, CA
Stuart Arakelian
San Ramon, CA
Giulio Cannatello
San Jose, CA
Andrew Fiske
Sacramento, CA
Austin Brown
Sacramento, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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