David
Derby

American Investors Company

CRD#1851860
Investment Advisor
in Modesto, CA

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About this Advisor

David Derby is a certified financial planner and chartered financial consultant operating in Modesto, California with 25 years of industry experience. Derby is on the advisory team at American Investors Company. Derby has gained experience at American Investors Company, Swanson & Derby Insurance And Financial Services, David R. Derby Insurance And Financial Services and David Derby. Derby holds a Series 63 license, which qualifies them as a securities broker, and is able to work in California. American Investors Company is a registered investment business based in San Ramon, CA. The firm has offices in 15 locations and a total of 39 financial advisors. It oversees $598 million in assets under management between its 1,915 accounts, making it one of the bigger investment advisory firms in the country by assets under management. The firm advises five charities and foundations. Of its 1,915 customer accounts, 20% are associated with high-net-worth clients who have at least $1 million in assets. The firm has a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and selection of other advisers. Fees for financial advice largely depend on which services the firm provides the client. Fee types billed by American Investors Company can include any blend of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, CERTIFIED FINANCIAL PLANNER™, Chartered Financial Consultant

Years Registered*

25 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Office Location

2909 Coffee Road, Suite 8
Modesto, CA 95355

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American Investors Company Brokerage Details

Total Assets Under Management

$598,152,492

CA Average: $7,578,581,321
Total Number of Employees

39

CA Average: 43
Total Number of Accounts

1,915

CA Average: 3,727
Average Account Size

$312,351

CA Average: $2,033,427

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

David Derby Work History

David has been registered as a financial advisor for 25 years.*

2019 - Present (5 years)

David R. Derby Insurance And Financial Services

2019 - Present (5 years)

David Derby

1998 - Present (26 years)

American Investors Company

1991 - Present (33 years)

American Investors Company

1996 - 2019 (23 years)

Swanson & Derby Insurance And Financial Services

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of David Derby to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at American Investors Co

Emmanuel Comes
San Ramon, CA
Eric Loofbourrow
San Ramon, CA
Andrew Haupt
Pleasanton, CA
Christopher Lococo
San Jose, CA
Brett Williams
Pleasanton, CA
Frankel Delossantos
Long Beach, CA
William Guthreau
San Ramon, CA
John Lococo
San Jose, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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