David
Finston
E*Trade Capital Management, LLC
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About this Advisor
David Finston is a financial advisor operating in Cupertino, California with a total of 1 year of industry experience. Finston is an employee of E*Trade Capital Management, LLC. Over the course of their career, Finston has held roles at Evergreen Mktg LLC, Ideal Positions, Redwood Harley Davidson, North Coast Laboratories, Northwestern Mutual Life Insurance Company, Northwestern Mutual Investment Services LLC, Merrill Lynch, Pierce, Fenner & Smith Inc, Bank Of America, N.A, E*Trade Securities LLC, E*Trade Capital Management LLC and Morgan Stanley. Finston maintains Series 63 and Series 66 licenses, designating them as a securities broker, and is able to work in California. E*Trade Capital Management, LLC is a company headquartered in Arlington, VA. It administers $7 billion in total assets between its 90,806 accounts, making it one of the largest investment advisory firms in the nation by assets under management. The firm provides financial advisory services to 15 charities and foundations. Of its 90,806 customer accounts, just 1% are held by high-net-worth investors who have at least $1 million in assets. E*Trade Capital Management, LLC provides a set of services, such as portfolio management for individuals and small businesses, portfolio management for institutional clients and selection of other advisers. Financial management fee schedules largely depend on which services the firm provides the client. Fees billed by E*Trade Capital Management, LLC typically consist of asset-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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E*Trade Capital Management, LLC Brokerage Details
$7,406,529,807
90,806
$81,564
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
David Finston Work History
David has been registered as a financial advisor for 1 years.*
Morgan Stanley
E*Trade Securities LLC
E*Trade Capital Management LLC
Northwestern Mutual Life Insurance Company
Northwestern Mutual Investment Services LLC
Merrill Lynch, Pierce, Fenner & Smith Inc
Bank Of America, N.A
Evergreen Mktg LLC
Ideal Positions
Redwood Harley Davidson
Ideal Positions
North Coast Laboratories
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of David Finston to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at E*Trade Capital Management, LLC
Seattle, WA
Arlington, VA
Arlington, VA
Arlington, VA
Arlington, VA
Arlington, VA
Sandy, UT
Arlington, VA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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