David
Fleming

Oppenheimer & Co. Inc

CRD#2883585
Investment Advisor
in San Francisco, CA

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About this Advisor

David Fleming is a financial advisor based in San Francisco, California, working with Oppenheimer & Co. Inc. David has previously held positions at Barclays Capital Inc, Stifel, Nicolaus & Company, Inc, and Oppenheimer & Co, Inc. David has passed the Series 66 regulatory exam and is registered to provide services in California. Currently, David is part of Oppenheimer & Co. Inc, which operates out of San Francisco, California. The firm has 117 offices and 2,812 employees. The firm manages assets totaling $27.5 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, and selection of other advisers. The fee structure at Oppenheimer & Co. Inc includes asset-based, fixed, commission-based, and performance-based fees.

Certifications and Registrations

Series 66

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees, Commissions, Performance-based Fees

Office Location

580 California Street Suite 2300
San Francisco, CA 94104

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Oppenheimer & Co. Inc Brokerage Details

Total Assets Under Management

$27,451,266,086

CA Average: $7,464,549,021
Total Number of Employees

2,812

CA Average: 88
Total Number of Accounts

34,493

CA Average: 3,892
Average Account Size

$795,850

CA Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

David Fleming Work History

2022 - Present (2 years)

Oppenheimer & Co, Inc

2015 - 2022 (7 years)

Stifel, Nicolaus & Company, Inc

2013 - 2015 (2 years)

Barclays Capital Inc

Created with Highcharts 6.0.7

Disclosures

Please visit the SEC profile of David Fleming to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Oppenheimer & Co. Inc

Daniel Goggin
Stamford, CT
Patrick Doherty
Melville, NY
Matthew Jaskolka
Virginia Beach, VA
Kole Schleimer
New York, NY
Tristan Ramage
New York, NY
Julian Natelli
Florham Park, NJ
William Reif
New York, NY
Brian Ocampo
New York, NY

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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