David
Lee
U.S. Bancorp Investments, Inc
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About this Advisor
David Lee is a certified financial planner based out of Mountain View, California with a total of 1 year of industry experience. Lee is an employee of U.S. Bancorp Investments, Inc. During their career, Lee has held roles at Morgan Stanley Smith Barney, Bancwest Investment Services, Inc, Bank Of The West and U.S. Bancorp Investments, Inc. Lee maintains a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and can advise clients in California. U.S. Bancorp Investments, Inc is a business operating out of Saint Paul, MN. The company has offices in 1,657 locations and a total of 1,987 employees. It administers $13 billion in total assets among its 57,394 client accounts, making it one of the largest investment advisory firms in the nation by assets under management. The firm provides financial advice to 32 charitable organizations. Of its 57,394 client accounts, just 4% belong to high-net-worth clients who have at least $1 million in assets. The firm offers a broad range of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and publication of newsletters. Fees charged by financial advisors typically are based on the financial services provided. Fee types charged by U.S. Bancorp Investments, Inc likely consist of any combination of asset-based and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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U.S. Bancorp Investments, Inc Brokerage Details
$13,392,108,393
1,987
57,394
$233,336
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
- Publication of periodicals or newsletters
David Lee Work History
David has been registered as a financial advisor for 1 years.*
U.S. Bancorp Investments, Inc
Bancwest Investment Services, Inc
Bank Of The West
Morgan Stanley Smith Barney
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of David Lee to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
