David
Matles
Spc
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About this Advisor
David Matles is a financial advisor based out of Orange, California with 19 years of industry experience. Matles is an advisor for Spc. Matles has gained experience at Spc and Sigma Financial Corporation. Matles maintains Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and can advise clients in Alabama, Arizona, Arkansas, California, Colorado, Florida, Georgia, Indiana, Iowa, Michigan, Nevada, New Hampshire, New Jersey, North Carolina, Oregon, Texas, Virginia, Washington and Wisconsin. Spc is a business based in Ann Arbor, MI. It has offices in 426 locations and a total of 610 people on staff. It has $6 billion in total assets across its 34,594 customer accounts, making it one of the biggest firms in the nation by assets under management. The firm serves 20 charitable organizations. Of its 34,594 client accounts, just 8% are held by high-net-worth investors who have at least $1 million in investable assets. The firm provides a broad range of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Fees charged by financial advisors usually are based on the services. However, fees charged by Spc likely include asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Spc Brokerage Details
$5,964,256,852
610
34,594
$172,407
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
- Other
David Matles Work History
David has been registered as a financial advisor for 19 years.*
Spc
Sigma Financial Corporation
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of David Matles to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
