David
Mendoza
Rockefeller Financial LLC
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About this Advisor
David Mendoza is a financial advisor operating out of Los Gatos, California with a total of 1 year of relevant experience. Mendoza is on the advisory team at Rockefeller Financial LLC. Throughout their career, Mendoza has worked at Bank Of America, N.A, Rockefeller Financial LLC and Merrill Lynch, Pierce, Fenner & Smith Inc. Mendoza holds Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is approved to operate in California and Texas. Rockefeller Financial LLC is a company that has its headquarters in New York, NY. It has offices in 39 locations and a total of 531 advisors. It oversees $35 billion in assets under management between its 46,727 customer accounts, placing it among the largest financial advisory firms in the nation by assets under management. The firm provides financial advice to 215 charities and foundations. Of its 46,727 client accounts, 29% belong to high-net-worth investors who have greater than $1 million in assets available to invest. The business provides a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. Fees for financial management largely are based on the financial services provided. Fees charged by Rockefeller Financial LLC likely include some blend of asset-based and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Rockefeller Financial LLC Brokerage Details
$34,707,894,464
531
46,727
$742,780
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
David Mendoza Work History
David has been registered as a financial advisor for 1 years.*
Rockefeller Financial LLC
Bank Of America, N.A
Merrill Lynch, Pierce, Fenner & Smith Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of David Mendoza to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Rockefeller Capital Management
Atlanta, GA
Boca Raton, FL
St. Augustine, FL
Saratoga Springs, NY
Cincinnati, OH
Birmingham, MI
Scottsdale, AZ
Atlanta, GA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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