David
Ogden

Golden State Wealth Management, LLC

CRD#4357215
Investment Advisor
in Santa Maria, CA

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About this Advisor

David Ogden is a financial advisor who works out of Santa Maria, California with a total of 4 years of industry experience. Ogden currently works for Golden State Wealth Management, LLC. Over the course of their career, Ogden has held roles at Santa Maria Joint Union High School District, Golden State Wealth Management, LLC, Lpl Financial, LLC and Ogden Wealth Management & Planning Services, LLC. Ogden maintains a Series 66 license, designating them as both a securities agent and an investment advisor representative, and can advise clients in California. Golden State Wealth Management, LLC is an advisory company operating out of Santa Ana, CA. The firm has offices in 34 locations and a total of 79 advisors. It administers $1 billion in assets under management between its 5,682 client accounts, making it one of the largest financial advisory firms in the country by assets under management. The firm provides services to 10 charitable organizations. Of its 5,682 customer accounts, 37% are associated with high-net-worth individuals who have more than $1 million in assets available to invest. The business has a broad range of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. Financial management fees depend on which services the firm provides the client. Fees charged by Golden State Wealth Management, LLC may include some combination of asset-based and other fees.

Certifications and Registrations

Series 66

Years Registered*

4 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Others

Office Location

411 E Betteravia Rd. Ste 101
Santa Maria, CA 93454

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Golden State Wealth Management, LLC Brokerage Details

Total Assets Under Management

$1,415,233,203

CA Average: $7,578,581,321
Total Number of Employees

79

CA Average: 43
Total Number of Accounts

5,682

CA Average: 3,727
Average Account Size

$249,073

CA Average: $2,033,427

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

David Ogden Work History

David has been registered as a financial advisor for 4 years.*

2019 - Present (5 years)

Golden State Wealth Management, LLC

2019 - Present (5 years)

Lpl Financial, LLC

2015 - 2018 (3 years)

Ogden Wealth Management & Planning Services, LLC

2013 - 2015 (2 years)

Ogden Wealth Management & Planning Services, LLC

2004 - 2021 (17 years)

Santa Maria Joint Union High School District

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of David Ogden to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Golden State Wealth Management, LLC

Daniel Poppers
Granite Bay, CA
Robert Fleming
San Diego, CA
Alexandre Murphy
Santa Ana, CA
Ryne Mading
Santa Ana, CA
John Nahas
Santa Ana, CA
Mario Vasquez
Santa Ana, CA
Patrick Jeffs-Catone
Santa Ana, CA
Travis Fago
Santa Ana, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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