David
Richardson

Cetera Investment Advisers LLC

CRD#4103524
Investment Advisor
in Woodland Hills, CA

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About this Advisor

David Richardson is a financial advisor based out of Woodland Hills, California with 2 years of relevant experience. Richardson is currently employed by Cetera Investment Advisers LLC. Richardson has gained experience at David M. Richardson, Cpa, Avantax Investment Services, Inc, Avantax Insurance Agency, LLC, Richardson Financial, David Morris Richardson, : David Richardson, Paul Blanco + Assoc. Inc, Avantax Advisory Services, Citrus Grove Mortgage Lending, Richardson & Co Cpas, Cetera Financial Specialists LLC and Cetera Investment Advisers LLC. Richardson has Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is approved to operate in California. Cetera Investment Advisers LLC is a company operating out of Schaumburg, IL. The firm has offices in 1,614 locations and a total of 3,094 financial advisors. It oversees $33 billion in total assets between its 176,986 accounts, placing it among the biggest firms in the United States by assets under management. The firm provides financial advisory services to 431 charitable organizations. Of its 176,986 customer accounts, 23% are associated with high-net-worth clients who have at least $1 million in assets available to invest. Cetera Investment Advisers LLC offers a diverse assortment of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees for financial advisory services vary depending on which service is provided. However, fees charged by Cetera Investment Advisers LLC most likely consist of some blend of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

2 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

21550 Oxnard St 3Rd Fl #300
Woodland Hills, CA 91367

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Cetera Investment Advisers LLC Brokerage Details

Total Assets Under Management

$33,356,369,941

CA Average: $6,674,516,078
Total Number of Employees

3,094

CA Average: 44
Total Number of Accounts

176,986

CA Average: 2,564
Average Account Size

$188,469

CA Average: $2,603,165

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

David Richardson Work History

David has been registered as a financial advisor for 2 years.*

2022 - Present (2 years)

: David Richardson

2022 - Present (2 years)

Paul Blanco + Assoc. Inc

2021 - Present (3 years)

Cetera Financial Specialists LLC

2021 - Present (3 years)

Cetera Investment Advisers LLC

2017 - Present (7 years)

Richardson & Co Cpas

2014 - Present (10 years)

Richardson Financial

2016 - 2021 (5 years)

Avantax Insurance Agency, LLC

2012 - 2021 (9 years)

Citrus Grove Mortgage Lending

2010 - 2022 (12 years)

David Morris Richardson

2005 - 2021 (16 years)

Avantax Advisory Services

1999 - 2021 (22 years)

Avantax Investment Services, Inc

1978 - 2017 (39 years)

David M. Richardson, Cpa

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of David Richardson to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Cetera Investment Advisers LLC

Joseph Charron
Oklahoma City, OK
Eric Siegeltuch
Yonkers, NY
Howard Hsieh
Irvine, CA
Michael Nelson
Anaheim, CA
Stuart Wilson
Athens, AL
Randall Scott
Knoxville, TN
Robert Bodnar
Pittsburgh, PA
Allan Proske
Freehold, NJ

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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