David
Sassen

Rockefeller Financial LLC

CRD#5805927
Investment Advisor
in Los Angeles, CA

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About this Advisor

David Sassen is a financial advisor who works in Los Angeles, California with a total of 1 year of industry experience. Sassen works at Rockefeller Financial LLC. Over the course of their career, they have held roles at Merrill Lynch, Pierce, Fenner & Smith Inc, Bank Of America, N.A, Rockefeller Financial LLC, Ubs Financial Services and Morgan Stanley. Sassen holds a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is approved to serve investors in California. Rockefeller Financial LLC is a financial advisory business that has its headquarters in New York, NY. It has offices in 39 locations and a total of 531 financial advisors. It oversees $35 billion in assets under management between its 46,727 accounts, making it one of the biggest financial advisory firms in the United States by assets under management. The firm advises 215 charitable organizations. Of its 46,727 customer accounts, 29% are held by high-net-worth investors who have at least $1 million in assets available to invest. Rockefeller Financial LLC offers a wide range of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. Fees for financial advice usually vary depending on the financial services offered. Fee types billed by Rockefeller Financial LLC most likely consist of asset-based and fixed fees.

Certifications and Registrations

Series 66

Years Registered*

1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

2000 Avenue Of The Stars Suite 530 N
Los Angeles, CA 90067

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Rockefeller Financial LLC Brokerage Details

Total Assets Under Management

$34,707,894,464

CA Average: $7,464,549,021
Total Number of Employees

531

CA Average: 88
Total Number of Accounts

46,727

CA Average: 3,892
Average Account Size

$742,780

CA Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

David Sassen Work History

David has been registered as a financial advisor for 1 years.*

2022 - Present (2 years)

Rockefeller Financial LLC

2021 - 2022 (1 year)

Bank Of America, N.A

2017 - 2022 (5 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2015 - 2016 (1 year)

Morgan Stanley

2012 - 2015 (3 years)

Ubs Financial Services

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of David Sassen to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Rockefeller Capital Management

Cristina Tacettin
St. Augustine, FL
Anthony Lindner
San Francisco, CA
Andrew Karr
Atlanta, GA
Vincent Selip
Trenton, NJ
Bernard Mccall
Saratoga Springs, NY
Janelle Cromwell
Olympia, WA
Richard Schmock
Scottsdale, AZ
Trisha Fountain
Cincinnati, OH

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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