David
Shaw

Avantax Advisory Services

CRD#5042178
Investment Advisor
in Yuba City, CA

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About this Advisor

David Shaw is a financial advisor who works in Yuba City, California who has 13 years of industry experience. Shaw is currently employed by Avantax Advisory Services. Their career trajectory has included roles at Avantax Investment Services, Inc, Avantax Advisory Services, Meyer Bookkeeping & Tax Service Inc Dba Shaw & Assc, Meyer Bookkeeping & Tax Service Inc, Shaw & Associates, Avantax Insurance Services, LLC, City Of Yuba City, S G Ranch LLC and Avantax Insurance Agency And/Or Avantax Insurance Services. Shaw holds Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and can work in California. Avantax Advisory Services is a company that has its headquarters in Coppell, TX. The firm has offices in 1,514 locations and a total of 2,433 advisors. It manages $31 billion in total assets among its 123,393 customer accounts, placing it among the largest financial advisory firms in the country by assets under management. Of its 123,393 accounts, just 6% are held by high-net-worth clients who have at least $1 million in assets. Avantax Advisory Services performs a diverse set of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers, educational seminars and other services. Fees for financial advisory services usually vary depending on which services the firm provides the client. However, fees charged by Avantax Advisory Services most likely are comprised of some blend of asset-based, fixed and other fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

13 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Fixed Fees, Others

Office Location

Yuba City, CA

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Avantax Advisory Services Brokerage Details

Total Assets Under Management

$30,968,246,116

CA Average: $3,042,739,679
Total Number of Employees

2,433

CA Average: 49
Total Number of Accounts

123,393

CA Average: 2,315
Average Account Size

$250,972

CA Average: $1,314,358

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

David Shaw Work History

David has been registered as a financial advisor for 13 years.*

2020 - Present (4 years)

S G Ranch LLC

2020 - Present (4 years)

S G Ranch LLC

2019 - Present (5 years)

Avantax Insurance Agency And/Or Avantax Insurance Services

2018 - Present (6 years)

City Of Yuba City

2016 - Present (8 years)

Avantax Insurance Services, LLC

2010 - Present (14 years)

Avantax Advisory Services

2010 - Present (14 years)

Meyer Bookkeeping & Tax Service Inc

2005 - Present (19 years)

Avantax Investment Services, Inc

1992 - Present (32 years)

Meyer Bookkeeping & Tax Service Inc Dba Shaw & Assc

1992 - Present (32 years)

Shaw & Associates

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of David Shaw to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Avantax Advisory Services

Annie Fruge
Irving, TX
Rosa Rosales
Irving, TX
Neil Nowitzke
Ann Arbor, MI
Gabriel Sandler
Ann Arbor, MI
Jeanne Helmar
Lansdale, PA
Brandon Melton
Irving, TX
Denissia Gordon
Dallas, TX
Andrew Smith
Gadsden, AL

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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