David
Stevens

Spc

CRD#1553001
Investment Advisor
in Costa Mesa, CA

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About this Advisor

David Stevens is a certified financial planner working out of Costa Mesa, California who has 6 years of industry experience. Stevens is currently employed by Spc. Stevens has gained experience at National Planning Corp, The Planners Network, Sigma Financial Corporation and Spc. Stevens maintains Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and can work in Arizona, California and Ohio. Spc is a financial advisory company based in Ann Arbor, MI. It has offices in 426 locations and a total of 610 employees. It oversees $6 billion in assets across its 34,594 customer accounts, placing it among the biggest investment advisory firms in the United States by assets under management. The firm advises 20 charities and foundations. Of its 34,594 client accounts, just 8% belong to high-net-worth individuals who have greater than $1 million in assets. Spc performs a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Fees for financial advisory services usually depend on which services are provided. However, fees charged by Spc most likely include asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Series 65, CERTIFIED FINANCIAL PLANNER™

Years Registered*

6 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

940 South Coast Drive Suite 255
Costa Mesa, CA 92626

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Spc Brokerage Details

Total Assets Under Management

$5,964,256,852

CA Average: $943,424,332
Total Number of Employees

610

CA Average: 21
Total Number of Accounts

34,594

CA Average: 1,586
Average Account Size

$172,407

CA Average: $594,845

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

David Stevens Work History

David has been registered as a financial advisor for 6 years.*

2017 - Present (7 years)

Sigma Financial Corporation

2017 - Present (7 years)

Spc

2002 - 2017 (15 years)

The Planners Network

1999 - 2017 (18 years)

National Planning Corp

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of David Stevens to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Spc

Steven Abbey
Dallas, TX
Mikel Rosenberry
Fort Lauderdale, FL
Michael Barrella
Melbourne, FL
Kyle Aschliman
Fort Wayne, IN
Robert Wojcik
Madison, MS
Craig Johnson
Ann Arbor, MI
Jeremy Fortin
Englewood, CO
Edward Murray
Ann Arbor, MI

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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