David
Wu
Transamerica Financial Advisors, Inc
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About this Advisor
David Wu is a financial advisor working out of Alviso, California with 5 years of relevant experience. Wu is currently employed by Transamerica Financial Advisors, Inc. During their career, Wu has held roles at Transamerica Financial Advisors, Inc, World Financial Group, Inc, Bowdoin College, Pinkberry Union Square San Francisco, Student, Wyzant Tutoring, Uber, Varsity Tutors, Heartland Institute Of Financial Education, Toastmasters International Sf Branch, Tiny Seeds Family Daycare, Francisco Middle School, Link(Legacy Shield), Lspn Pro, LLC and Jar Insurance. Wu holds Series 65 and Series 63 licenses, qualifying them as both a securities agent and an investment advisor representative, and is able to serve investors in California and Texas. Transamerica Financial Advisors, Inc is an advisory firm headquartered in Saint Petersburg, FL. It has offices in 286 locations and a total of 1,235 employees. It handles $2 billion in assets under management across its 59,659 client accounts, placing it among the biggest financial advisory firms in the United States by assets under management. The firm advises 18 charitable organizations. Of its 59,659 accounts, just 2% are held by high-net-worth clients who have greater than $1 million in assets available to invest. Transamerica Financial Advisors, Inc performs a number of services, including portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. Fees for financial management typically vary depending on which services the firm provides the client. Fees billed by Transamerica Financial Advisors, Inc typically consist of asset-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Transamerica Financial Advisors, Inc Brokerage Details
$1,815,425,709
1,235
59,659
$30,430
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
- Educational seminars/workshops
David Wu Work History
David has been registered as a financial advisor for 5 years.*
Lspn Pro, LLC
Jar Insurance
Link(Legacy Shield)
Francisco Middle School
Transamerica Financial Advisors, Inc
Heartland Institute Of Financial Education
World Financial Group, Inc
Tiny Seeds Family Daycare
Toastmasters International Sf Branch
Wyzant Tutoring
Uber
Varsity Tutors
Bowdoin College
Student
Pinkberry Union Square San Francisco
Student
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of David Wu to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Transamerica Financial Advisors, Inc
Irvine, CA
Colorado Springs, CO
Plano, TX
Rancho Santa Margarita, CA
Pasadena, CA
Plano, TX
San Antonio, TX
Woodland Hills, CA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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