Davy
Kwok

Mml Investors Services, LLC

CRD#3120925
Investment Advisor
in Arcadia, CA
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About this Advisor

Davy Kwok is a financial advisor working out of Arcadia, California, with 12 years in the industry. Kwok is on the advisory team at Mml Investors Services, LLC. Their career trajectory has included roles at The Prudential Insurance Comapy Of America, Pruco Securities, LLC, Guardian Life, Park Avenue Securities, Massachusetts Mutual Life Insurance Company and Mml Investors Services. Kwok holds Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is approved to serve investors in California. Mml Investors Services, LLC is a registered investment firm that has its headquarters in Arcadia, California. The company has offices in 1,335 locations and a total of 8,095 people on staff. It handles $29 billion in assets under management among its 238,365 client accounts, making it one of the largest firms in the United States by assets under management. The firm provides services to 512 charities and foundations. The firm offers a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Fees for financial advice typically are based on which services are provided. However, fees billed by Mml Investors Services, LLC can include some combination of asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

12 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Disclosures

No

Office Location

1045 W. Huntington Dr Suite 200
Arcadia, CA 91007

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Mml Investors Services, LLC Brokerage Details

Total Assets Under Management

$30,087,392,846

CA Average: $16,012,751,954
Total Number of Employees

7,805

CA Average: 118
Total Number of Accounts

185,684

CA Average: 4,567
Average Account Size

$162,035

CA Average: $3,506,186

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Davy Kwok Work History

Davy has 12 years of experience.

2013 - Present (6 years)

Massachusetts Mutual Life Insurance Company

2013 - Present (6 years)

Mml Investors Services

2011 - 2013 (2 years)

Guardian Life

2011 - 2013 (2 years)

Park Avenue Securities

2006 - 2011 (5 years)

The Prudential Insurance Comapy Of America

2006 - 2011 (5 years)

Pruco Securities, LLC

Disclosures

Davy Kwok has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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