Denise
Zapata
Lpl Financial LLC
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About this Advisor
Denise Zapata is a financial advisor based in Upland, California, working with Lpl Financial LLC. Denise has previously held positions at Fsc Securities Corporation, Cambridge Investment Research, Inc, Cambridge Investment Research Advisors, Inc, and Lpl Financial LLC. Denise has passed the Series 66 regulatory exam and is registered to provide services in California and Texas. Currently, Denise is part of Lpl Financial LLC, which operates out of Upland, California. The firm has 17,453 offices and 35,841 employees. The firm manages assets totaling $463.5 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars, and other services. The fee structure at Lpl Financial LLC includes asset-based, hourly, fixed, and commission-based fees.
Certifications and Registrations
Services Offered
Fee Structure
Office Location
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Lpl Financial LLC Brokerage Details
$463,475,486,343
35,841
1,910,545
$242,588
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
- Other
Denise Zapata Work History
Lpl Financial LLC
Cambridge Investment Research, Inc
Cambridge Investment Research Advisors, Inc
Fsc Securities Corporation
Disclosures
Please visit the SEC profile of Denise Zapata to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Lpl Financial LLC
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Cohasset, MA
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Dublin, CA
South Portland, ME
San Antonio, TX
Austin, TX
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