Dennis
Hou

Mml Investors Services, LLC

CRD#5755201
Investment Advisor
in Brea, CA

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About this Advisor

Dennis Hou is an advisor in Brea, California. Currently an advisor with Mml Investors Services, LLC, Hou has 10 years of experience as an investment advisor. Hou has Series 63 and Series 66 licenses, certifying the advisor as a securities representative. Hou can act as an advisor based out of California. During their career, Hou has held roles at Jp Morgan Chase Bank Na, Chase Investment Services Corp, Us Bank, Hsbc Bank Usa, N.A, Massachusetts Mutual Life Insurance Company and Mml Investors Services. Mml Investors Services, LLC is headquartered in Brea, California, and operates out of 1,335 brick-and-mortar locations throughout the country. Overall, Mml Investors Services, LLC oversees $40 billion in assets dispersed across 206,878 client accounts and employs more than 7,471 people. The amount of assets the firm manages places it among the largest firms in the country. The firm manages 64,820 accounts on a discretionary basis, meaning the advisor makes all of the buying and selling decisions on the client's behalf. None of the advisory firm's 206,878 clients are considered high-net-worth individuals, who are defined as investors who have more than $1 million in assets. Mml Investors Services, LLC offers financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. The firm's fees may include asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Series 66

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Disclosures

Yes

Office Location

1 Pointe Dr Suite 518
Brea, CA 92821

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Mml Investors Services, LLC Brokerage Details

Total Assets Under Management

$39,563,066,947

CA Average: $16,012,751,954
Total Number of Employees

7,471

CA Average: 118
Total Number of Accounts

206,878

CA Average: 4,567
Average Account Size

$191,239

CA Average: $3,506,186

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Dennis Hou Work History

Dennis has 10 years of experience.

2017 - Present (5 years)

Massachusetts Mutual Life Insurance Company

2017 - Present (5 years)

Mml Investors Services

2013 - 2013 (< 1 year)

Hsbc Bank Usa, N.A

2013 - 2017 (4 years)

Hsbc Bank Usa, N.A

2012 - 2013 (1 year)

Us Bank

2010 - 2012 (2 years)

Jp Morgan Chase Bank Na

2010 - 2012 (2 years)

Chase Investment Services Corp

Disclosures

Dennis Hou has disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Mml Investors Services, LLC

Jeffrey Chipper
Cranbury, NJ
Gregory Meahl
Boston, MA
Ryan Dugan
Southfield, MI
Mark Rossbach
Hunt Valley, MD
Thomas Smythe
Charleston, SC
Sean Tucker
Boston, MA
Evan Mayse
Dallas, TX
Jeffrey Slavich
Center Valley, PA

The content in this profile was updated on 08/06/2020, using data compiled from the SEC and FINRA.

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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