Dennis
Hou

Mml Investors Services, LLC

CRD#5755201
Investment Advisor
in Brea, CA

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About this Advisor

Dennis Hou is a financial advisor who works out of Brea, California, who has been in the industry for 10 years. Hou is an employee of Mml Investors Services, LLC. Throughout their career, Hou has worked at Us Bank, Hsbc Bank Usa, N.A, Massachusetts Mutual Life Insurance Company and Mml Investors Services. Hou maintains Series 63 and Series 66 licenses, which qualify them as a securities representative, and is approved to operate in California. Mml Investors Services, LLC is a registered investment firm based in Brea, California. The firm has offices in 1,155 locations and a total of 7,620 financial advisors. It administers $63 billion in assets across its 287,089 accounts, placing it among the biggest investment advisory firms in the United States by assets under management. The firm provides financial advisory services to 384 charitable organizations. Mml Investors Services, LLC offers a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Financial management fee schedules depend on the type of financial services. However, fees charged by Mml Investors Services, LLC most likely include asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Series 66

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Disclosures

Yes

Office Location

1 Pointe Dr Suite 518
Brea, CA 92821

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Mml Investors Services, LLC Brokerage Details

Total Assets Under Management

$62,946,222,947

CA Average: $16,012,751,954
Total Number of Employees

7,620

CA Average: 118
Total Number of Accounts

287,089

CA Average: 4,567
Average Account Size

$219,257

CA Average: $3,506,186

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Dennis Hou Work History

Dennis has 10 years of experience.

2017 - Present (5 years)

Massachusetts Mutual Life Insurance Company

2017 - Present (5 years)

Mml Investors Services

2013 - 2013 (< 1 year)

Hsbc Bank Usa, N.A

2013 - 2017 (4 years)

Hsbc Bank Usa, N.A

2012 - 2013 (1 year)

Us Bank

Disclosures

Dennis Hou has disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Mml Investors Services, LLC

Donald Hughes
Jackson, MS
Mihai Stan
North Canton, OH
Brad Martin
Colchester, VT
Kenneth Spafford
Springfield, MA
Brian Brennan
Costa Mesa, CA
Matthew Burks
Lakeland, FL
Coleman Barron
Memphis, TN
Stephen Niple
Cleveland, OH

The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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