Mml Investors Services, LLC
About this Advisor
Dennis Hou is an advisor in Brea, California. Currently an advisor with Mml Investors Services, LLC, Hou has 10 years of experience as an investment advisor. Hou has Series 63 and Series 66 licenses, certifying the advisor as a securities representative. Hou can act as an advisor based out of California. During their career, Hou has held roles at Jp Morgan Chase Bank Na, Chase Investment Services Corp, Us Bank, Hsbc Bank Usa, N.A, Massachusetts Mutual Life Insurance Company and Mml Investors Services. Mml Investors Services, LLC is headquartered in Brea, California, and operates out of 1,335 brick-and-mortar locations throughout the country. Overall, Mml Investors Services, LLC oversees $40 billion in assets dispersed across 206,878 client accounts and employs more than 7,471 people. The amount of assets the firm manages places it among the largest firms in the country. The firm manages 64,820 accounts on a discretionary basis, meaning the advisor makes all of the buying and selling decisions on the client's behalf. None of the advisory firm's 206,878 clients are considered high-net-worth individuals, who are defined as investors who have more than $1 million in assets. Mml Investors Services, LLC offers financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. The firm's fees may include asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years of Experience
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Mml Investors Services, LLC Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Dennis Hou Work History
Dennis has 10 years of experience.
Massachusetts Mutual Life Insurance Company
Mml Investors Services
Hsbc Bank Usa, N.A
Hsbc Bank Usa, N.A
Jp Morgan Chase Bank Na
Chase Investment Services Corp
Dennis Hou has disclosures.
Please visit their SEC profile for more details.
Financial Advisors at Mml Investors Services, LLC
Hunt Valley, MD
Center Valley, PA
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.